Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Elizabeth Correll	Raymond James	David A. Noyes	$0	10-08-2018
Stephen Gold, Patrick Henry	JPMorgan Chase & Co.	UBS Financial Services	$0	10-08-2018
Cathie G. Coleman	Robert W. Baird & Co.	Wells Fargo Advisors	$220	10-05-2018
Gerald G. Coleman	Robert W. Baird & Co.	Wells Fargo Advisors	$220	10-05-2018
Ken Neuman	Steward Partners	Morgan Stanley Wealth Management	$135	10-05-2018
Jamie Schade, Mark Henestofel	UBS Financial Services	Bank of America Merrill Lynch	$500	10-05-2018
Christian Conroy	Morgan Stanley Wealth Management	Bank of America Merrill Lynch	$0	10-05-2018
Gregory Chevrier, Walter Grubbs	Morgan Stanley Wealth Management	Bank of America Merrill Lynch	$0	10-05-2018
Kevin Martin, Andrew Archer	Morgan Stanley Wealth Management	UBS Financial Services	$400	10-05-2018
Scott Mercalde, Tricia Mercalde	Morgan Stanley Wealth Management	UBS Financial Services	$0	10-05-2018
Bradford Coyle	Steward Partners	Wells Fargo Advisors	$500	10-04-2018
Daniel Moskowitz, John Carty-Campbell, Blake Asbury	Commonwealth Financial Network	FSC Securities	$160	10-03-2018
Jim Zien, Kate Zien, Dennis Gero	Commonwealth Financial Network	Ameriprise Financial	$88	10-03-2018
Kris Callaway	Robert W. Baird & Co.	Morgan Stanley Wealth Management	$390	10-02-2018
James Melstrom	Raymond James	UBS Financial Services	$110	10-01-2018
Jackson Rhoades, Jan Schmeski, Mike Stockton, Steve Bettenhausen, David Matty, Logan Stone	Raymond James	Wells Fargo Advisors	$560	10-01-2018
Clive Grady Buchan	RBC Wealth Management	Wells Fargo Advisors	$195	10-01-2018
Brian Pultman, John Biedenstein, Megan Elizabeth Badolato	Correct Capital Wealth Management	Wells Fargo Advisors	$600	10-01-2018
Martin Rice Beau Barrett	David A. Noyes	Bank of America Merrill Lynch	$240	09-28-2018
John Perry, Patrick Durham, and Robin Johnson	RBC Wealth Management	Wells Fargo Advisors	$160	09-28-2018
Don Wells Jr., Kyle Wells	D.A. Davidson & Co.	Wells Fargo Advisors	$200	09-28-2018
Robert Lepa	Ameriprise Financial	Wells Fargo Advisors	$94	09-27-2018
Benjamin Lewis, Christopher Amys	Raymond James	Wells Fargo Advisors	$185	09-27-2018
Michael Foody	RBC Wealth Management	Wells Fargo Advisors	$120	09-26-2018
Jeffrey S. Diamond, Zachary A. Morris	tru Independence	JPMorgan Chase & Co.	$200	09-25-2018

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.