Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Irv Mindes | Robert W. Baird & Co. | Wells Fargo Advisors | $360 | 05-04-2018 |
| Matt Baltuch | Raymond James | Morgan Stanley Wealth Management | $250 | 05-04-2018 |
| David Elwood | Raymond James | Wells Fargo Advisors | $110 | 05-04-2018 |
| Wayne McCormick, Steve Spain | Raymond James | Wells Fargo Advisors | $175 | 05-03-2018 |
| Tom Sedoric, Casey Snyder, Erika Luczynski, Brittany Long | Raymond James | Wells Fargo Advisors | $350 | 05-02-2018 |
| Matthew Loitz | Janney Montgomery Scott | Wells Fargo Advisors | $157 | 05-01-2018 |
| Margaret Hill | Wells Fargo Advisors | Bank of America Merrill Lynch | $70 | 04-27-2018 |
| John Martin, Ross Dowling, and Joshua Zeller | Raymond James | Wells Fargo Advisors | $700 | 04-26-2018 |
| Tom Anderton, Ryan Howard | LPL Financial | Oppenheimer | $230 | 04-26-2018 |
| Joseph P. Heider | Triad Advisors | Royal Alliance | $325 | 04-26-2018 |
| Doug Dumais, Kirt Fredericks, Kathy Hale | RBC Wealth Management | Wells Fargo Advisors | $175 | 04-26-2018 |
| Steve Battel, Rob Yevchak, Bruce Battel, Nancy Hurst | Kestra Financial | Wells Fargo Advisors | $300 | 04-25-2018 |
| Ric Kellog | LPL Financial | Bank of America Merrill Lynch | $123 | 04-24-2018 |
| Ricardo Quiros | Bolton Global Capital | Bank of America Merrill Lynch | $220 | 04-23-2018 |
| Tim Garigan | RBC Wealth Management | Wells Fargo Advisors | $225 | 04-23-2018 |
| Taylor Ranker, Sonya Ranker | Kestra Financial | Royal Alliance | $420 | 04-23-2018 |
| Tony Urdes, Bianca Urdes | Stifel Nicolaus & Co. | UBS Financial Services | $300 | 04-20-2018 |
| Ky McCarty, Brandon Brown, John Eden | D.A. Davidson & Co. | Bank of America Merrill Lynch | $380 | 04-20-2018 |
| Grigori Lvov, Robert Kikin | Raymond James | Wells Fargo Advisors | $162 | 04-20-2018 |
| Gary Rosen, Daniel Krame | Raymond James | Wells Fargo Advisors | $621 | 04-20-2018 |
| Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason Graves | Raymond James | Wells Fargo Advisors | $300 | 04-18-2018 |
| Peter Scudner | Stifel Nicolaus & Co. | Janney Montgomery Scott | $298 | 04-18-2018 |
| Jeff Porasik, Suzanne Yde | Raymond James | Wells Fargo Advisors | $405 | 04-17-2018 |
| Joseph Bivona, Thomas J. Bivona, Robert R. Impelluso | RBC Wealth Management | Wells Fargo Advisors | $925 | 04-17-2018 |
| Scott Morrison, Matthew Nordmann, Michael Nordmann | Securities America | Invest Financial | $120 | 04-10-2018 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
