Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Elias DavidLPL Financial LLCSecurities America, Inc.04-30-2020
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
Sidney Coy GrantRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2020
Hsiao-Chuan ChangUBS Financial Services Inc.Purshe Kaplan Sterling Investments04-30-2020
Michael Ray WebbLion Street Financial, LLCFSC Securities Corporation$2504-30-2020
Kirk S. WeldyIndependent Financial Group, LLCProEquities, Inc.$1404-30-2020
Mitchell Cameron EdwardsJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Christopher Alan WhiteJ.P. Morgan Securities LLCEdward Jones04-29-2020
Anna Katherine CookFirst Horizon Advisors, Inc.MML Investors Services, LLC04-29-2020
Alec Anton TrentlerCharles Schwab & Co., Inc.Edward Jones04-29-2020
Kevin Wayne WhiteAmeriprise Financial Services, LLCTD Ameritrade, Inc.04-29-2020
Emile Peter Oestriecher IIILPL Financial LLCAvantax Advisory Services04-29-2020
Anne OestriecherLPL Financial LLCAvantax Advisory Services$1104-29-2020
Austin Grant KemmererSagePoint Financial, Inc.Edward Jones04-29-2020
Scott Takashi IshikawaPruco Securities, LLC.Pruco Securities, LLC.04-29-2020
Eddy Jovanny ArriazaPFS Investments Inc.J.P. Morgan Securities LLC04-29-2020
James Edward De KalbCreative PlanningCoe Financial Services, Inc.04-29-2020
William James KringLinscomb & WilliamsSOUTHBRIDGE04-29-2020
Lewis James Brown IIIT. Rowe Price Advisory Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2020
Suzanne Kay PorskeAegis Wealth Management, Inc.Allstate Financial Services, LLC04-29-2020
Aaron Brett VasquezWells Fargo Clearing Services, LLCAXA Advisors, LLC04-29-2020
Heather M. LitzSagePoint Financial, Inc.Voya Financial Advisors, Inc.$10004-29-2020
Dean Douglas DowsonSagePoint Financial, Inc.Voya Financial Advisors, Inc.04-29-2020
Lois J. GregoryJ.P. Morgan Securities LLCMorgan Stanley04-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.