Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Megan Lynn Heaton | LPL Financial LLC | SPS | — | 05-14-2019 |
| Jonathan Arvid Stakston | Edward Jones | Mutual Of Omaha Investor Services, Inc. | — | 05-14-2019 |
| Wren Kimberly Ripoll | USCA Securities LLC | RBC Capital Markets, LLC | — | 05-14-2019 |
| Richard Joseph Mullaney | Securities America, Inc. | CBIZ Investment Advisory Services, LLC | $50 | 05-14-2019 |
| Nenad Tufekcic | LPL Financial LLC | Cincinnati Analysts, Inc. | $1 | 05-13-2019 |
| Loyd Bradley Bouldin | LPL Financial LLC | Ameriprise Financial Services, Inc. | — | 05-13-2019 |
| Sean Michael Hurley | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-13-2019 |
| Marc Alan Johnson | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-13-2019 |
| Carol Elizabeth Ramsdell | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1 | 05-13-2019 |
| Eugene Francis Richardson Jr. | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-13-2019 |
| Theresa Anne Harrison | Edward Jones | Axa Advisors, LLC | — | 05-13-2019 |
| Mason Speed Sexton | Paulson Investment Company LLC | Terranova Capital Equities, Inc | — | 05-13-2019 |
| Douglas J Marken | Raymond James & Associates, Inc. | Morgan Stanley | $50 | 05-13-2019 |
| Leonard Jerome Brooks | Cetera Financial Specialists LLC | H.D. Vest Andvisory Service Inc | $5 | 05-13-2019 |
| Jay John | Calton & Associates, Inc. | Jesup & Lamont Advisors | — | 05-13-2019 |
| Mark C. Zacek | Infinex Investments, Inc. | Raymond James Financial Services Advisors, Inc. | $50 | 05-13-2019 |
| Bruce Ticknor | Stifel, Nicolaus & Company, Incorporated | Wells Fargo Clearing Services, LLC | $49 | 05-10-2019 |
| Yanick R. Kolbjornsen Midyette | J.P. Morgan Securities LLC | RBC Capital Markets, LLC | — | 05-10-2019 |
| John J Prece | National Securities Corporation | Northwestern Mutual Investment Services, LLC | $1 | 05-10-2019 |
| John Daniel Quinn | LPL Financial LLC | Ameriprise Financial Services, Inc. | — | 05-10-2019 |
| Justin Thomas Adams | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 05-10-2019 |
| Lindsey Revere Hansen II | Raymond James Financial Services, Inc. | Suntrust Investment Services, Inc. | $150 | 05-10-2019 |
| John Francis Marino | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 05-10-2019 |
| Daniel Gerard Campbell | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-10-2019 |
| Roderick Dale Morrison | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 05-10-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.
