Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Nenad TufekcicLPL Financial LLCCincinnati Analysts, Inc.$105-13-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Marc Alan JohnsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Carol Elizabeth RamsdellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$105-13-2019
Eugene Francis Richardson Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Mason Speed SextonPaulson Investment Company LLCTerranova Capital Equities, Inc05-13-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Leonard Jerome BrooksCetera Financial Specialists LLCH.D. Vest Andvisory Service Inc$505-13-2019
Jay JohnCalton & Associates, Inc.Jesup & Lamont Advisors05-13-2019
Mark C. ZacekInfinex Investments, Inc.Raymond James Financial Services Advisors, Inc.$5005-13-2019
Bruce TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4905-10-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
John J PreceNational Securities CorporationNorthwestern Mutual Investment Services, LLC$105-10-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
Lindsey Revere Hansen IIRaymond James Financial Services, Inc.Suntrust Investment Services, Inc.$15005-10-2019
John Francis MarinoWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Roderick Dale MorrisonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
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Showing 201 to 225 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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