Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy L. StubbsCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
William Ross SmallJ. Alden Associates, Inc.Capitol Securities Management, Inc.$10007-15-2019
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Dennis Eugene PriestLPL Financial LLCRoyal Alliance Associates, Inc.$1007-15-2019
Edmond KaramLPL Financial LLCRoyal Alliance Associates, Inc.07-15-2019
Larry Landon CoyleBerthel, Fisher & Company Financial Services, Inc.Sandlapper Wealth Management, LLC$107-15-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-15-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Mary Kathleen TroxellPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5007-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
John Douglas WilliamsU.S. Bancorp Investments, Inc.LPL Financial LLC$1307-15-2019
Erik Sean WilsonWorld Equity Group, Inc.Taylor Capital Management Inc.$2507-15-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Abraham M. GlaserLPL Financial LLCRBC Capital Markets, LLC07-15-2019
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors, LLC$4007-12-2019
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Julie Ann LefevreValMark Securities, Inc.Cliftonlarsonallen Wealth Advisors, LLC07-12-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
Kevin RosaChelsea Financial ServicesFirst Standard Financial Company LLC07-12-2019
Edward George SoudersLPL Financial LLCFSC Securities Corporation$1007-12-2019
Kimberly Evelyn McMillionFortune Financial Services, Inc.McNally Financial Services Corporation07-12-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-12-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
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Showing 201 to 225 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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