Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Thomas Bell | Stifel Nicolaus & Co. | UBS Financial Services | $69 | 07-19-2018 |
| John Kortze, Cary Kortze | Steward Partners | Wells Fargo Advisors | $500 | 07-19-2018 |
| John Ellis, Jennifer Baker, John Ellis Jr. | LPL Financial | Lucia Securities | $170 | 07-16-2018 |
| Kerry Mangano | Stifel Nicolaus & Co. | Wells Fargo Advisors | $110 | 07-16-2018 |
| Marilyn Black | Stifel Nicolaus & Co. | Wells Fargo Advisors | $58 | 07-16-2018 |
| Barbara Hughes | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $60 | 07-16-2018 |
| Shelly Schudlich | Stifel Nicolaus & Co. | Oppenheimer | $86 | 07-16-2018 |
| Gregg Lentz, Matt Porter | Arkadios Capital | Triad Advisors | $80 | 07-16-2018 |
| Bill Amatuzzo, Mike Magnani | Commonwealth Financial Network | Ameriprise Financial | $120 | 07-16-2018 |
| Michael Gee, Andrea Savva, Raymond Lee | RBC Wealth Management | Merrill Lynch | $190 | 07-12-2018 |
| Eric G. Moore, Michael Blake, Allison Hudson | Kestra Financial | LPL Financial | $142 | 07-12-2018 |
| Michelle Spaziani | Raymond James | Wells Fargo Advisors | $118 | 07-11-2018 |
| Matthew Davidson | Snowden Lane Partners | Raymond James | $60 | 07-10-2018 |
| Michael Trinen | Raymond James | RBC Wealth Management | $182 | 07-09-2018 |
| Bradley S. Dickens, Jason Minor | Janney Montgomery Scott | Wells Fargo Advisors | $177 | 07-05-2018 |
| Louie A. Valdez | Wells Fargo Advisors | UBS Financial Services | $200 | 07-05-2018 |
| Thomas P. Kirwan, Michael Brooks Townsend | Wells Fargo Advisors | UBS Financial Services | $193 | 06-29-2018 |
| John Brendan Wolverton, Josh Wolverton, Alen Pellerin | Stifel Nicolaus & Co. | Wells Fargo Advisors | $400 | 06-28-2018 |
| Brian Bell, Aaron Foster | RBC Wealth Management | JPMorgan Chase & Co. | $200 | 06-26-2018 |
| Christopher Manci | LPL Financial | Nationwide Securities | $100 | 06-26-2018 |
| Janet Stamato | Stifel Nicolaus & Co. | Morgan Stanley Wealth Management | $175 | 06-25-2018 |
| Larry Maddox | Stifel Nicolaus & Co. | Wells Fargo Advisors | $48 | 06-25-2018 |
| David Beach | Stifel Nicolaus & Co. | Wells Fargo Advisors | $168 | 06-25-2018 |
| Howard Ashlock, Ashlee Ashlock | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $160 | 06-25-2018 |
| Don Bescher | BB&T | Bank of America Merrill Lynch | $386 | 06-21-2018 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
