Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Guy L. Stubbs | Calton & Associates, Inc. | Capital Financial Services, Inc. | — | 07-15-2019 |
| William Ross Small | J. Alden Associates, Inc. | Capitol Securities Management, Inc. | $100 | 07-15-2019 |
| Kenton Andrew Hauxwell | LPL Financial LLC | Raymond James Financial Services, Inc. | $50 | 07-15-2019 |
| Dennis Eugene Priest | LPL Financial LLC | Royal Alliance Associates, Inc. | $10 | 07-15-2019 |
| Edmond Karam | LPL Financial LLC | Royal Alliance Associates, Inc. | — | 07-15-2019 |
| Larry Landon Coyle | Berthel, Fisher & Company Financial Services, Inc. | Sandlapper Wealth Management, LLC | $1 | 07-15-2019 |
| Christina Alexandria Karas | Stifel, Nicolaus & Company, Incorporated | Wells Fargo Clearing Services, LLC | $1,000 | 07-15-2019 |
| Brandon J. Johnson | First Citizens Investor Services, Inc. | Wells Fargo Clearing Services, LLC | — | 07-15-2019 |
| Beliveau Bays | LPL Financial LLC | Woodbury Financial Services, Inc. | — | 07-15-2019 |
| Mary Kathleen Troxell | Purshe Kaplan Sterling Investments | Cambridge Investment Research, Inc. | $50 | 07-15-2019 |
| Lenora Johns Cunningham | LPL Financial LLC | Woodbury Financial Services, Inc. | — | 07-15-2019 |
| Kevin James Sercia | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-15-2019 |
| John Douglas Williams | U.S. Bancorp Investments, Inc. | LPL Financial LLC | $13 | 07-15-2019 |
| Erik Sean Wilson | World Equity Group, Inc. | Taylor Capital Management Inc. | $25 | 07-15-2019 |
| Stuart George Larsen | Securities America, Inc. | LPL Financial LLC | — | 07-15-2019 |
| Abraham M. Glaser | LPL Financial LLC | RBC Capital Markets, LLC | — | 07-15-2019 |
| Christina Karas | Stifel, Nicolaus & Company, Incorporated | Wells Fargo Advisors, LLC | $40 | 07-12-2019 |
| David Lee Damme | Cetera Advisor Networks LLC | Farmers Financial Solutions, LLC | — | 07-12-2019 |
| Julie Ann Lefevre | ValMark Securities, Inc. | Cliftonlarsonallen Wealth Advisors, LLC | — | 07-12-2019 |
| Timothy Paul Portelance | Raymond James Financial Services, Inc. | Edward Jones | — | 07-12-2019 |
| Kevin Rosa | Chelsea Financial Services | First Standard Financial Company LLC | — | 07-12-2019 |
| Edward George Souders | LPL Financial LLC | FSC Securities Corporation | $10 | 07-12-2019 |
| Kimberly Evelyn McMillion | Fortune Financial Services, Inc. | McNally Financial Services Corporation | — | 07-12-2019 |
| Tyler Wyatt Ticen | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 07-12-2019 |
| Laura Silverberg | Cutter & Company, Inc. | Morgan Stanley | $100 | 07-12-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
