Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9909-10-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11209-07-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Tom CotroneStifel Nicolaus & Co.Wells Fargo Advisors$10509-07-2018
John NoerdlingerStifel Nicolaus & Co.Wells Fargo Advisors$13509-07-2018
Chris Sheets, Forrest GreenJPMorgan Chase & Co.Sanford C. Bernstein & Co. $90009-06-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7109-06-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7609-04-2018
Gregory MantoAmeriprise FinancialAxa Advisors$8709-04-2018
Josh LordStifel Nicolaus & Co.Raymond James$6209-04-2018
Michael IannarinoStifel Nicolaus & Co.Cephas Capital Partners$8009-04-2018
David ManningStifel Nicolaus & Co.Wells Fargo Advisors$14009-04-2018
Patrick StrehlStifel Nicolaus & Co.Bank of America Merrill Lynch$16909-04-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Samuel Sammarco, William Moore, William NiceJanney Montgomery ScottWells Fargo Advisors$30009-04-2018
Glenn RatcliffeJanney Montgomery ScottWells Fargo Advisors$15009-04-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47508-31-2018
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Anthony Pratt, William BakerStratos Wealth AllianceCitizens Bank$45008-30-2018
Jason Hostetler, Tina MiggeStratos Wealth AllianceBank of America Merrill Lynch$15008-30-2018
Michael FellerStratos Wealth AllianceBank of America Merrill Lynch$17008-30-2018
Thomas Pacilio, Daniel BesseStratos Wealth AllianceRSM U.S. Wealth Management$23008-30-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-30-2018
Next Page »

Showing 1 to 25 of 3,436 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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