Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Briggs HuddlestonFamily Asset Management, LLC(K) Street Advisors Ltd. Co.03-02-2017
Jay Colin MiddletonOcean View Advisory1 North Wealth Services, LLC01-16-2018
Linda Eiberger LesseyOcean View Advisory1 North Wealth Services, LLC01-16-2018
Ryan Jeffery GuttridgeGUTTRIDGE CAPITAL MANAGEMENT LLC1 North Wealth Services, LLC07-08-2013
Stephen Edward RischallNavalign, LLC1080 Financial Group07-16-2018
Matt Joseph StadelmanNavalign, LLC1080 Financial Group07-16-2018
Jack Parker ScottSapere Wealth Management, LLC1080 GLOBAL, LLC10-27-2014
Thomas W. Balcom1650 Wealth Management, LLC1650 Wealth Management, LLC04-15-2011
John Bradford FleckeKeatsConnelly1776 WEALTH ARCHITECTS, LLC07-16-2018
Elizabeth A. WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC12-30-2011
Douglas Carl NardiCerity Partners LLC1919 Investment Counsel, LLC04-28-2010
Charles Frederick Meyer Sr.Plancorp, LLC1926 INVESTMENT ADVISORS02-24-2015
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Patrick William SchoofInnovation Partners LLC1ST Consumer Advisory Group LLC07-08-2016
Craig Arnold SorensonInnovation Partners LLC1ST Consumer Advisory Group LLC04-27-2016
Sharon Elaine SykesInnovation Partners LLC1ST Consumer Advisory Group LLC04-15-2016
Mark Andrew McDowellCapital Financial Services, Inc.1st Discount Brokerage, Inc.$502-24-2017
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$1012-14-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.09-01-2015
Raymond R RogersWells Fargo Clearing Services, LLC1st Discount Brokerage, Inc.$2503-13-2015
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.02-25-2014
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.10-22-2012
Deborah Kay JohnsonNations Financial Group, Inc.1st Discount Brokerage, Inc.10-18-2012
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Showing 1 to 25 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.