Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashleigh Marie McfarlinLPL Financial LLCZuraw Financial Advisors, LLC10-01-2019
Timothy Richard StringerJMG Financial Group LtdZuckerman Investment Group09-20-2019
Thomas Candow JacobsHuckleberry Capital Management, LLCZT Wealth Advisory12-22-2015
Matthew Robert JohnsonLPL Financial LLCZions Direct, Inc.06-06-2017
Brian D MooreLPL Financial LLCZions Direct, Inc.$5004-04-2017
Gregory Wilford AikenLPL Financial LLCZions Direct, Inc.$1,00002-01-2017
Edward James Churchill IiiRBC Capital Markets, LLCZions Direct, Inc.$1,00010-25-2016
Brian Patrick CunningLPL Financial LLCZions Direct, Inc.$15010-04-2016
Ben Karl BlakeLPL Financial LLCZions Direct, Inc.09-19-2016
Robert Andrews SheltonLPL Financial LLCZions Direct, Inc.$1,00007-18-2016
Kyle Frederick HodgesLPL Financial LLCZions Direct, Inc.03-20-2015
Keith Andrew SchmidtLPL Financial LLCZions Direct, Inc.$5003-20-2015
Paul W SolieLPL Financial LLCZions Direct, Inc.03-20-2015
Brian Ronald NelsonLPL Financial LLCZions Direct, Inc.$2502-24-2015
David ShipleyLPL Financial LLCZions Direct, Inc.$5002-20-2015
Cheri S KeeneLPL Financial LLCZions Direct, Inc.02-20-2015
Kristopher Kelly WattsCetera Investment Services LLCZions Direct, Inc.$2502-19-2015
Paul Nunheimer ChamplinCetera Advisor Networks LLCZions Direct, Inc.$3309-02-2014
Travis Steven MorganCetera Advisor Networks LLCZions Direct, Inc.04-04-2014
Sam James MineoUBS Financial Services Inc.Zions Direct, Inc.$10003-17-2014
Russell Warren PriceUBS Financial Services Inc.Zions Direct, Inc.03-17-2014
Bradford Todd WilliamsBerthel, Fisher & Company Financial Services, Inc.Zions Direct, Inc.06-14-2013
Robert ThompsonWells Fargo Clearing Services, LLCZions Direct, Inc.$2501-03-2011
James DAlessioMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Direct, Inc.10-29-2010
Daniel Melvin WhiteheadLPL Financial LLCZions Direct, Inc.$1,00009-29-2010
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Showing 1 to 25 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.