Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don C Garman Jason Pfannenstiel Carol Wikle Dan Murray AudreyN/AN/A12-31-1969
Matthew Timothy Bugarin12th Street Asset ManagementWoodmont Investment Counsel, LLC07-05-2019
Lior Rusinek147th Group LLCM. S. Howells & Co.$5003-09-2020
Jenna Lucille Biancavilla17 Capital Partners, LLCBerthel, Fisher & Company Financial Services, Inc.$1003-30-2016
Sean David OToole1776 Wealth LLCUBS Financial Services Inc.$10003-10-2017
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Darren Norman Henke180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Richard Wayne Buchan180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Ron Yosef Eisner1818 Private Client Group, LLCLeumi Investment Services Inc.07-25-2019
Joseph Paul DAnniballe1858 Wealth Management, LLCWells Fargo Advisors Financial Network, LLC01-03-2020
Sean Michael Houston1858 Wealth Management, LLCWells Fargo Advisors Financial Network, LLC01-03-2020
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ashley Summers Tabb1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.09-17-2015
Yen Wu1N Capital, LLCIntellectus Partners, LLC08-03-2020
Ned Joseph Pascucci1st Discount Brokerage, Inc.UBS Financial Services Inc.03-26-2020
Charles James Galat Jr1st Financial Investment, Inc.Calton & Associates, Inc.05-24-2016
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC$1011-18-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.