Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don C Garman Jason Pfannenstiel Carol Wikle Dan Murray AudreyN/AN/A12-31-1969
Emil Joseph BieleckiExcel Securities & Associates, Inc.CBG Financial Group, Inc01-01-2009
Mary Anne SerbonichExcel Securities & Associates, Inc.Cheevers, Hand & Angeline, Inc.01-01-2009
Thomas Bruce KeeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$11401-01-2009
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$5001-01-2009
John Allen Kruse JrSigma Financial CorporationEquity Services, Inc.01-01-2009
Lanny T OttSt. Bernard Financial Services, Inc.Securian Financial Services, Inc.01-01-2009
John Martin KoomanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$15001-02-2009
Marciasue Schoolfield SpellmanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Carla Faye DoninaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19201-02-2009
Norman Paul FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-02-2009
John Francis SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
James Jeffrey SchollGWN Securities Inc.L.M. Kohn & Company01-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-02-2009
Gregory Barton HendrenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12101-02-2009
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Rosemary Reichmann GilliamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.