Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Charles MogenFintegra, LLCAXA Advisors, LLC01-01-2009
Anne-Marie MitchellChase Investment Services Corp.BOK Financial Securities, Inc.01-01-2009
Blanca E. BlancoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC$101-01-2009
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones$2501-01-2009
Peter Michael SteffensFBT Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
Matthew Park PetersonTD Ameritrade, Inc.Morgan Stanley & Co. LLC01-01-2009
Cynthia Anne KulleMutual Service CorporationSagePoint Financial, Inc.01-01-2009
Zachary Daniel DoxtaterMutual Service CorporationEdward Jones01-01-2009
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Albert Tyler TynesSigma Financial CorporationHantz Financial Services, Inc.01-01-2009
John Allen Kruse Jr.Sigma Financial CorporationEquity Services, Inc.01-01-2009
James Andrews Mills Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$2501-01-2009
James Edward Mills Jr.First Allied Securities, Inc.Wyoming Financial Securities, Inc.$1001-01-2009
Matthew James CostiganPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-01-2009
Lanny T. OttSt. Bernard Financial Services, Inc.Securian Financial Services, Inc.01-01-2009
John Philip FredrickCambridge Investment Research, Inc.Cincinnati Analysts, Inc.01-01-2009
Michael Martin MurrayCambridge Investment Research, Inc.UBS Financial Services Inc.01-01-2009
Charlotte Ann ChaseCambridge Investment Research, Inc.Provident Private Capital Partners, Inc.01-01-2009
Billie Lavelle OdomQuestar Capital CorporationTransamerica Financial Advisors, Inc01-01-2009
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Showing 1 to 25 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.