Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
A Janssen LongeneckerRaymond James Financial Services, Inc.Edward Jones07-24-2015
A Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC$5012-14-2012
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2012
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC$112-04-2009
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
A. Leslie Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2010
A. Nicholas Nicholas Strom-OlsenLPL Financial LLCCommonwealth Financial Network$2511-20-2015
A. Rebeca SchereckCetera Financial Specialists LLCMadison Avenue Securities, LLC$5003-15-2017
Aadarsh B JagadishIndependent Financial PartnersMML Investors Services, LLC12-06-2017
Aadil Haroon ZamanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Aadil Haroon ZamanWall Street Financial Group, Inc.National Securities Corporation06-01-2010
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aarikka Jean BurgessAXA Advisors, LLCKestra Investment Services, LLC03-31-2017
Aarikka Jean BurgessKestra Investment Services, LLCCambridge Investment Research, Inc.04-01-2014
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.$50001-16-2012
Aaron AdcockChase Investment Services Corp.Charles Schwab & Co., Inc.03-31-2011
Aaron BrasfieldHighTower Securities, LLCMorgan Stanley01-20-2012
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Aaron FoleyCitizens Securities, Inc.Moors & Cabot, Inc.$5009-22-2015
Aaron FoleyMoors & Cabot, Inc.Jesup & Lamont Securities Corp11-25-2009
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Showing 1 to 25 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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