Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Jack ConnealyLPL Financial LLC Securities America, Inc.$3,00004-30-2020
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC12-04-2009
A. C. Brown Jr.Datatex Investment Services IncEdward Jones$2509-04-2019
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
A. Janssen LongeneckerRaymond James Financial Services, Inc.Edward Jones07-24-2015
Aadarsh B. JagadishIndependent Financial PartnersMML Investors Services, LLC$1012-06-2017
Aadil Haroon ZamanWall Street Financial Group, Inc.National Securities Corporation06-01-2010
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aamina Nadeem DaudpotaCharles Schwab & Co., Inc.Morgan Stanley06-08-2018
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aarianne Michole IsraelPFS Investments Inc.PFS Investments Inc.01-25-2020
Aarianne Michole IsraelPFS Investments Inc.PFS Investments Inc.05-31-2017
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aarikka Jean BurgessAXA Advisors, LLCKestra Investment Services, LLC03-31-2017
Aarikka Jean BurgessKestra Investment Services, LLCCambridge Investment Research, Inc.04-01-2014
Aaron AdcockCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.01-16-2012
Aaron AdcockChase Investment Services Corp.Charles Schwab & Co., Inc.03-31-2011
Aaron Ahmed TokhCitigroup Global Markets Inc.Citigroup Global Markets Inc.04-29-2015
Aaron Alan SimoneAvantax Investment Services, Inc.Independent Financial Group, LLC$1005-31-2017
Aaron Alan SimoneIndependent Financial Group, LLCWells Fargo Clearing Services, LLC$2509-03-2010
Aaron Alexander NazarianTIAA-CREF Individual & Institutional Services, LLCE*TRADE Securities LLC12-11-2014
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Showing 1 to 25 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.