Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC12-04-2009
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
A. Janssen LongeneckerRaymond James Financial Services, Inc.Edward Jones07-24-2015
Aadil Haroon ZamanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.01-16-2012
Aaron Alan SimoneHD Vest Investment ServicesIndependent Financial Group, LLC$1005-31-2017
Aaron Alan ZaunerFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Aaron Alfred WilksThrivent Investment Management Inc.PFS Investments Inc.06-01-2011
Aaron Alphonse DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Aaron Andrew UngererMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Aaron Anton MilneCapital Analysts1st Global Capital Corp.07-16-2019
Aaron Arthur RoesslerHD Vest Investment ServicesMML Investors Services, LLC04-16-2013
Aaron B SmithCardinal FinancialWells Fargo Clearing Services, LLC09-17-2013
Aaron B. AtwoodJ.P. Morgan Securities LLCFidelity Brokerage Services LLC06-04-2014
Aaron B. ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Aaron Benjamin JusticeFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Aaron Bradley CurryThe Huntington Investment CompanyKey Investment Services LLC12-19-2017
Aaron Brady GreenCommonwealth Financial NetworkJ.P. Morgan Institutional Investments Inc.07-18-2016
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Next Page »

Showing 1 to 25 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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