Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zvart PotoukianMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Zuzana AmbrovaNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2013
Zuo Jia BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-21-2015
Zubair KhanLPL Financial LLCJPMorgan Chase & Co.$8006-17-2016
Zorina KhanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Zoria OspinaJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC03-20-2015
Zoran VazWells Fargo AdvisorsDavid Lerner Associates$11111-10-2011
Zoran Johanan VazWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$5011-04-2011
Zoran Ivan LozoICMA-RC Services, LLCFirst Brokerage America, LLC$2507-28-2015
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Zoltan Julius KocsondyAmerican Portfolios Financial Services, Inc.SII Investments, Inc.11-13-2017
Zola Theodore-PhilippThrivent Investment Management Inc.Mutual of Omaha Investor Services, Inc.02-26-2019
Zohra Seddiq ConstantinoRetirement Planners of AmericaAIG Capital Services, Inc.09-21-2015
Zohaib TariqWoodstock Financial Group, Inc.Four Points Capital Partners LLC10-13-2017
Zoe T. GanglaniFidelity Personal and Workplace AdvisorsStrategic Advisers LLC07-13-2018
Zoe Ruoyu ZengCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-12-2014
Zoe Rebekah AlexanderLPL Financial LLCAmeriprise Financial Services, Inc.06-03-2010
Zoe Emma WhitmoreAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.02-08-2012
Ziyu GuSantander Securities LLCKey Investment Services LLC04-15-2019
Ziyah Ruth EsbenshadeAmeriprise Financial Services, Inc.National Planning Corporation05-19-2010
Ziv Ohel, Bill DuncanAmeriprise Financial Services, Inc.Morgan Stanley$27511-16-2012
Zita Ann EnloeEnloe Financial Advisory LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2013
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Ziba EhteshamiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 101,072 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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