Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Flores WilsonSincerus Advisory Watts Capital05-27-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Bryan Garris, Nick Garris, Orlo Elfes, Leslie SagerM. S. Howells & CoUBS Financial Services Inc. 05-28-2020
James HudsonAXA AdvisorsPruco Securities, LLC04-02-2020
Timothy O’ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2020
Susan WanamakerAXA AdvisorsFidelity12-20-2019
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Christa Keating FandrichOneAmerica Securities, Inc.ADP Broker-Dealer, Inc.05-19-2020
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-19-2020
Matthew James RauenLPL Financial LLCEagle Strategies LLC05-18-2020
Adam Michael BouleyVoya Financial Advisors, Inc.First Citizens Investor Services, Inc.05-18-2020
Andrew Clayborne ElmoreSecurities America, Inc.Mutual Of Omaha Investor Services, Inc.05-18-2020
Ann Nga ChungPensionmark Securities, LLCPurshe Kaplan Sterling Investments05-18-2020
Craig Dayton CouchCambridge Investment Research, Inc.Citizens Securities, Inc.05-15-2020
Stephen Scott AllexAmeriprise Financial Services, LLCLevel Four Advisory Services05-15-2020
Brian Kenneth ReichenbachCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc05-15-2020
Joseph Russell BrancaleonePark Avenue Securities LLCThe Investment Center, Inc.05-15-2020
Daniel Charles Southworth Jr.Arete Wealth Management, LLCCetera Advisor Networks LLC05-15-2020
Justin Kyle McIntyreNPB Financial Group, LLCMorgan Stanley05-15-2020
Dennis Charles JacksonLPL Financial LLCSecurities America Advisors, Inc.05-15-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Jeffrey Lloyd ShereskyRBC Capital Markets, LLCMorgan Stanley05-14-2020
David James MetzgerLPL Financial LLCSecurities America, Inc.05-14-2020
Anthony Lee Van KeurenLPL Financial LLCSecurities America, Inc.05-14-2020
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Showing 1 to 25 of 180,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.