Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
Anthony Tango, Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Derek A SinclairWintrust Investments LLCJ.P. Morgan Securities LLC05-01-2020
John Phillip NehrigCitizens Securities, Inc.Key Investment Services LLC05-01-2020
Jeffrey C. RattiCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-01-2020
David Aaron MartinFidelity Personal and Workplace AdvisorsFidelity Personal and Workplace Advisors05-01-2020
Francis MoranFidelity Personal and Workplace AdvisorsBridgemark Wealth Management05-01-2020
Jennifer Corbit CalabroAmeriprise Financial Services, LLCCetera Investment Advisers LLC05-01-2020
David Bert WinstonLPL Financial LLCSecurities America Advisors, Inc.05-01-2020
Katie Michelle OgdenLPL Financial LLCBancWest Investment Services, Inc.05-01-2020
Graham John WilsonCommonwealth Financial NetworkCapital Analysts05-01-2020
Bryan Neil SchulmanBrokers International Financial Services, LLC.WEALTH PRESERVATION STRATEGIES CONSULTING GROUP LLC05-01-2020
Christopher Allen ZehrenW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC05-01-2020
Charles Borden GrayWealth Enhancement Advisory Services, LLCJoyn Advisors, Inc.05-01-2020
Marc Jonothan LewynWealth Enhancement Advisory Services, LLCJoyn Advisors, Inc.05-01-2020
Craig Allen BelisleWealth Enhancement Advisory Services, LLCSecurian Financial Services, Inc.05-01-2020
Andrew Campbell EarnestAdvisorNet Wealth ManagementU.S. Bancorp Investments, Inc.05-01-2020
James Alexander Waters Jr.Csenge Advisory Group, LLCFSC Securities Corporation05-01-2020
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Showing 1 to 25 of 182,437 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.