Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly AndersonRaymond James & Associates, Inc.Morgan Stanley09-30-2019
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Advisers LLC10-02-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-02-2019
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Advisors Inc10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Advisors Inc10-01-2019
Robert John BarnesLPL Financial LLCCadaret, Grant & Co., Inc.10-01-2019
John Edward SladkoKMS Financial Services, Inc.Cetera Advisors LLC10-01-2019
Glen Mackenzie DowdenCitizens Securities, Inc.GWN Securities Inc.10-01-2019
George Sturges Hastings Jr.LPL Financial LLCH. Beck, Inc.10-01-2019
Barbara PietrzakMutual Securities, Inc.Janney Montgomery Scott LLC10-01-2019
Yvonne Leslie ReitemeyerCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Caleb A. DouceMoney Concepts Capital CorpNationwide Securities, LLC10-01-2019
Michael David CharlesCantella & Co., Inc.Raymond James & Associates, Inc.10-01-2019
Kevin Lee EastonProEquities, Inc.SSN Advisory, Inc.10-01-2019
Michael BenefieldTrustmont Financial Group, Inc.Voya Financial Advisors, Inc.10-01-2019
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
Richard Gerald ColemanGWN Securities Inc.H. Beck, Inc.09-30-2019
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Chad Christopher SmithEdward JonesStrategic Advisers LLC09-30-2019
Andrea Marie BoenziGWN Securities Inc.Ameritas Investment Corp.09-27-2019
Ryan John Caperoon-SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MIMLIC Sales Corporation09-27-2019
Dominic Joseph Linsalata Jr.Dawson James Securities, Inc.Newbridge Securities Corporation09-27-2019
Melissa Jane HuffEdward JonesPruco Securities, LLC.09-27-2019
Christian Mark LemkeSecurian Financial Services, Inc.Centaurus Financial, Inc.09-26-2019
Next Page »

Showing 1 to 25 of 100,672 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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