Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Christopher SchneiderCharles Schwab & Co., Inc.1st Global Capital Corp.08-23-2019
Michael Anthony DouglassLeigh Baldwin & Co., LLC1st Global Capital Corp.$2508-20-2019
Ward Wesley MolenCentric Advisors, LLC1st Global Capital Corp.08-07-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.08-01-2019
Jeanne Yi Lee DuceJD Financial Fitness LLC1st Global Capital Corp.$1007-19-2019
Robert Brent BeaneHeritage Wealth Management, LLC1st Global Capital Corp.07-16-2019
Aaron Anton MilneCapital Analysts1st Global Capital Corp.07-16-2019
Carolyn Ann PetersonPatriot Asset Advisors, LLC1st Global Capital Corp.07-12-2019
William Joseph Cunningham JrPinnacle Wealth Planning Services, Inc.1st Global Capital Corp.06-07-2019
Tamaris S ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Peter Gorham ScottMariner Wealth Advisors1st Global Capital Corp.03-15-2019
James A FranklinCetera Advisor Networks LLC1st Global Capital Corp.02-08-2019
Brent Shepherd Ken DayLPL Financial LLC1st Global Capital Corp.$15002-06-2019
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.01-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.01-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
Janet Denise SharpRobert W. Baird & Co. Incorporated1st Global Capital Corp.11-01-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.