Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brett VasquezWells Fargo Clearing Services, LLCAXA Advisors, LLC04-29-2020
Dylan Patrick ShannonFisher InvestmentsAXA Advisors, LLC04-27-2020
Amy Marie KomondoreaM&T Securities, Inc.AXA Advisors, LLC04-22-2020
Neil R. Tjon HingPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC04-22-2020
John Robert SearerMorgan StanleyAXA Advisors, LLC04-21-2020
Aaron James NickoletteNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-20-2020
Daniel TelaakKey Investment Services LLCAXA Advisors, LLC04-17-2020
Sean HarnettNeuberger Berman BD LLCAXA Advisors, LLC04-17-2020
Peter James FosterFrost Brokerage Services, Inc.AXA Advisors, LLC04-14-2020
Brendan Edward LynchAmeriprise Financial Services, LLCAXA Advisors, LLC04-14-2020
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Jose Luis LedesmaEdward JonesAXA Advisors, LLC04-03-2020
Zachary Philip DaleyCitizens Securities, Inc.AXA Advisors, LLC04-02-2020
Hernan PerezJ.P. Morgan Securities LLCAXA Advisors, LLC04-01-2020
Lynn Frances PadroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-01-2020
Jonathan Lee KandersPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Sean Drew WeissPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Frederick Joshua KeresturyAMFG Wealth Management LLCAXA Advisors, LLC03-30-2020
Armando Javier MerinoAmeriprise Financial Services, LLCAXA Advisors, LLC03-27-2020
Nicholas John BishopPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-27-2020
Rufus Wiley DavenportMML Investors Services, LLCAXA Advisors, LLC03-26-2020
Robert Adikes IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-25-2020
Edward Francis VaheyCitizens Securities, Inc.AXA Advisors, LLC03-24-2020
Harold Kim JonesTransamerica Financial Advisors, IncAXA Advisors, LLC$2503-24-2020
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Showing 1 to 25 of 2,910 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.