Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacqueline Marie ScheibleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-28-2017
Ryan Christopher KellerChelsea Financial ServicesAXA Advisors, LLC06-23-2017
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC06-23-2017
Brittani Marie TilleyEdward JonesAXA Advisors, LLC06-19-2017
Carl B. AnthonyPrincipal Securities, Inc.AXA Advisors, LLC06-16-2017
Robert Britt DevineyPlanMember Securities CorporationAXA Advisors, LLC$5006-12-2017
Salvatore John CiprianoJ.P. Morgan Securities LLCAXA Advisors, LLC06-09-2017
Peter William BreitschPFS Investments Inc.AXA Advisors, LLC06-07-2017
Deborah Jordan WilliamsLincoln Financial Securities CorporationAXA Advisors, LLC06-01-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
Matthew Denis CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Ricardo DonalexisPlanMember Securities CorporationAXA Advisors, LLC05-26-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC05-23-2017
John Patrick FlynnUSAA Financial Advisors, Inc.AXA Advisors, LLC05-19-2017
Cole Howard OramPruco Securities, LLC.AXA Advisors, LLC05-17-2017
Colby Marshall HuntJ.P. Morgan Securities LLCAXA Advisors, LLC05-05-2017
Nathan D. RobertsWells Fargo Clearing Services, LLCAXA Advisors, LLC05-02-2017
Kristian Michael HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-28-2017
Wilson TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
Michael SantosCitizens Securities, Inc.AXA Advisors, LLC04-11-2017
Isaac M SprecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-04-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2017
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Gregory John FoleyPark Avenue Securities LLCAXA Advisors, LLC03-23-2017
Connor FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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