Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony ZahmVoya Financial Advisors, Inc.AXA Advisors, LLC11-18-2016
Nicholas Anthony MaccaroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-03-2016
William GrochalaKey Investment Services LLCAXA Advisors, LLC11-03-2016
Edward Thomas SmelichTransamerica Financial Advisors, IncAXA Advisors, LLC$10010-27-2016
Bryan Douglas SmithMML Investors Services, LLCAXA Advisors, LLC10-18-2016
Peter J. RuhlAmeriprise Financial Services, Inc.AXA Advisors, LLC10-12-2016
Edward Cranston HillLPL Financial LLCAXA Advisors, LLC10-05-2016
Ellen Maria RaflowskiVALIC Financial Advisors, Inc.AXA Advisors, LLC10-03-2016
Sean GuillLincoln Financial Advisors CorporationAXA Advisors, LLC09-08-2016
Aron Adam MestelPruco Securities, LLC.AXA Advisors, LLC$1009-07-2016
Roger Wayne CarlsonNYLIFE Securities LLCAXA Advisors, LLC09-07-2016
Bryan Paul LadrowSecurian Financial Services, Inc.AXA Advisors, LLC$2509-02-2016
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Chelsea M. ZilingerLincoln Financial Advisors CorporationAXA Advisors, LLC08-11-2016
Thomas J. Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Joseph Douglas VandervortAllstate Financial Services, LLCAXA Advisors, LLC07-28-2016
Christopher J SoliverJ.P. Morgan Securities LLCAXA Advisors, LLC07-26-2016
Suzanne F. ReamsEdward JonesAXA Advisors, LLC07-25-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Jose Xavier HualpaJ.P. Morgan Securities LLCAXA Advisors, LLC07-21-2016
Robert J. ThomasGWN Securities Inc.AXA Advisors, LLC07-19-2016
Richard Michael HoffmanChesapeake Wealth Strategies, Inc.AXA Advisors, LLC07-14-2016
John D. Rothwell Jr.USAA Financial Advisors, Inc.AXA Advisors, LLC07-08-2016
Robert D AmorusoM Holdings Securities, Inc.AXA Advisors, LLC$2507-01-2016
Elliot Joshua SilversteinM Holdings Securities, Inc.AXA Advisors, LLC07-01-2016
« Previous PageNext Page »

Showing 326 to 350 of 941 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.