Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. ThomasGWN Securities Inc.AXA Advisors, LLC07-19-2016
Luis Henrique PiresGWN Securities Inc.AXA Advisors, LLC03-24-2016
Jennifer Lee VillarrealGWN Securities Inc.AXA Advisors, LLC11-10-2015
Kenneth SedlockGWN Securities Inc.AXA Advisors, LLC$2509-03-2015
Michael Galvin MerrickGWN Securities Inc.AXA Advisors, LLC08-21-2015
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Joseph B. FerraraGWN Securities Inc.AXA Advisors, LLC$2504-28-2015
Colleen Elizabeth NurreGWN Securities Inc.AXA Advisors, LLC04-06-2015
Steven Jeffrey SmittenGWN Securities Inc.AXA Advisors, LLC02-18-2015
Chris Michael WheelerGWN Securities Inc.AXA Advisors, LLC11-07-2014
Jared M. KellyGWN Securities Inc.AXA Advisors, LLC09-08-2014
Rhonda FosterGWN Securities Inc.AXA Advisors, LLC06-03-2014
John Baptist DuchaineGWN Securities Inc.AXA Advisors, LLC03-27-2014
Ryan John MetzgerGWN Securities Inc.AXA Advisors, LLC03-17-2014
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
John L. Hutchings IIIGWN Securities Inc.AXA Advisors, LLC09-09-2013
Joseph M HillHalliday Financial, LLCAXA Advisors, LLC11-02-2009
Michael John GlazerHancock Whitney Investment Services Inc.AXA Advisors, LLC09-06-2017
Jon Pierre LebaronHarbour Investments, Inc.AXA Advisors, LLC$5011-01-2011
Richard L. LebaronHarbour Investments, Inc.AXA Advisors, LLC11-01-2011
John Robert MuellerHarbour Investments, Inc.AXA Advisors, LLC07-01-2010
Matthew Thomas NelsonHarbour Investments, Inc.AXA Advisors, LLC07-17-2009
Walker P. Holloway IIIHazlett, Burt & Watson, Inc.AXA Advisors, LLC07-01-2013
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC12-21-2018
Sharon Lynne KollmarHD Vest Investment ServicesAXA Advisors, LLC09-28-2017
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Showing 251 to 275 of 950 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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