Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Tyler Eric Rench | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 06-27-2019 |
| Andrew Warren Schaper | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 05-08-2019 |
| Andrew Dinardo | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 12-17-2018 |
| Carson Stimpson | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 11-27-2018 |
| Jonathan Charles Philport | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 11-07-2018 |
| Andrew Elmore | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 10-15-2018 |
| Christina Anne McCaughey | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 09-21-2018 |
| Bruce Allan Maier | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $50 | 09-14-2018 |
| Arthur C Zapesochny | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 09-14-2018 |
| Robert Isaac Kurzweil | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 08-24-2018 |
| Andrew Harris Lindenberg | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 08-24-2018 |
| Gregory Samuel Manto | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $50 | 08-12-2018 |
| Marley Manto | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 08-10-2018 |
| Michael G. Brodowicz | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 07-20-2018 |
| Jane Ballard Fontaine | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $50 | 06-21-2018 |
| John Benjamin Levitt | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $50 | 04-02-2018 |
| Jeremy F. Lloyd | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-28-2018 |
| Sam Louis Reber | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-28-2018 |
| Scott Lawrence Braun | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-06-2018 |
| Ronan Scott Marra | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $50 | 02-01-2018 |
| Charles Perry Gemmer | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-01-2018 |
| Brent James Gramman | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-01-2018 |
| Adam Perry Gemmer | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 02-01-2018 |
| Stephen M. Hartwig | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 09-18-2017 |
| Michael Donald Bacchini | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | $48 | 09-05-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
