Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Patrick John MahardyCommonwealth Financial NetworkAXA Advisors, LLC$5008-22-2014
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Richard P LavoieCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Graham Henry VanhornCommonwealth Financial NetworkAXA Advisors, LLC$2505-30-2014
Michael Robert Kalas, Steven Richardson, Timothy Peter SheanCommonwealth Financial NetworkAXA Advisors, LLC$5004-29-2011
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC11-30-2009
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Luke C. PorterCompass Ion Advisors, LLCAXA Advisors, LLC11-21-2017
Bridget BrodieCountry Capital Management CompanyAXA Advisors, LLC08-21-2015
Brett R. RiekenaCountry Capital Management CompanyAXA Advisors, LLC05-12-2011
Jacob Daniel ClermontCountry Capital Management CompanyAXA Advisors, LLC10-05-2009
Barry ChangCrimson Investment Managers, LLCAXA Advisors, LLC05-25-2016
Luan H VoCrimson Investment Managers, LLCAXA Advisors, LLC05-20-2016
James Anthony MaherCrown Capital Securities, L.P.AXA Advisors, LLC06-26-2013
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC06-23-2017
Stephen Joseph MillerCUNA Brokerage Services, Inc.AXA Advisors, LLC12-21-2009
Juanita Alexandra McCormickCUNA Brokerage Services, Inc.AXA Advisors, LLC12-01-2009
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Joseph Anthony TurfaCUSO Financial Services, L.P.AXA Advisors, LLC10-05-2009
Brett Ryan PernicanoDowling & Yahnke, LLCAXA Advisors, LLC11-06-2014
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Showing 176 to 200 of 950 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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