Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Kevin D. Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Robert Schuler Eberhardt IIIA & I Financial Services, LLCAXA Advisors, LLC04-10-2013
Chad Michael HarmonA & I Financial Services, LLCAXA Advisors, LLC04-13-2010
Jesse T. PorterAdvicePeriod, LLCAXA Advisors, LLC02-08-2019
Nicholas John LetterAdvisors Management Group IncAXA Advisors, LLC03-04-2013
Douglas Ryan JacksonAdvisory Services NetworkAXA Advisors, LLC05-16-2019
William Michael JonesAdvisory Services NetworkAXA Advisors, LLC04-17-2019
Keith Edward LockwoodAE Wealth Management, LLCAXA Advisors, LLC01-15-2019
Gary Lynn WattsAlamo CapitalAXA Advisors, LLC01-11-2016
Patrick Klein LunderganAlbion Financial GroupAXA Advisors, LLC08-20-2019
Parker Josiah TroutnerAllied Wealth ManagementAXA Advisors, LLC05-08-2018
Matthew Trahan GoelzerAllstate Financial Services, LLCAXA Advisors, LLC03-12-2020
Alberto CrespoAllstate Financial Services, LLCAXA Advisors, LLC10-22-2019
Rebeca Maria Brito RodriguezAllstate Financial Services, LLCAXA Advisors, LLC08-26-2019
Richard ChanAllstate Financial Services, LLCAXA Advisors, LLC07-26-2019
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
Michael J La ChapelleAllstate Financial Services, LLCAXA Advisors, LLC04-18-2019
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
William Henry GalarzaAllstate Financial Services, LLCAXA Advisors, LLC05-24-2018
Michael Morris AndersonAllstate Financial Services, LLCAXA Advisors, LLC05-03-2018
Savas Nick ConstantinouAllstate Financial Services, LLCAXA Advisors, LLC04-18-2018
Prasad S. OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
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Showing 1 to 25 of 2,910 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.