Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Charles MogenFintegra, LLCAXA Advisors, LLC01-01-2009
William Richard NolanEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Seana ChungEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Kenneth Dean MartinelliRaymond James Financial Services Advisors, IncAXA Advisors, LLC01-02-2009
James A. RichmondLPL Financial LLCAXA Advisors, LLC01-05-2009
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009
Barbara Ellen GrosseEdward JonesAXA Advisors, LLC01-05-2009
Michael B. MurphyFidelity Brokerage Services LLCAXA Advisors, LLC01-08-2009
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC$5001-08-2009
Janine Diane StubbsVALIC Financial Advisors, Inc.AXA Advisors, LLC01-23-2009
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC01-28-2009
Purvi Bhaskar BhavsarMetLife Securities Inc.AXA Advisors, LLC01-30-2009
Patrick James TuiteEdward JonesAXA Advisors, LLC02-02-2009
Lesandro Ruben MenaRoyal Alliance Associates, Inc.AXA Advisors, LLC02-03-2009
James Morgan CurtisCollins AdvisoryAXA Advisors, LLC02-04-2009
Blanca Victoria IntriagoLPL Financial LLCAXA Advisors, LLC02-06-2009
Ormand Lee O'NealUBS Financial Services Inc.AXA Advisors, LLC02-10-2009
Michael Charles PisaniMetLife Securities Inc.AXA Advisors, LLC02-11-2009
Robert Joseph Hubbard Jr.The O.N. Equity Sales CompanyAXA Advisors, LLC02-13-2009
James Jay PersonSII Investments, Inc.AXA Advisors, LLC$2502-17-2009
Phil L JacobsonSII Investments, Inc.AXA Advisors, LLC$1002-17-2009
Richard Jason LevineSII Investments, Inc.AXA Advisors, LLC02-19-2009
David Keith PropesHornor, Townsend & Kent, LLCAXA Advisors, LLC02-20-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
Kay Marie AuwerterEdward JonesAXA Advisors, LLC02-23-2009
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Showing 1 to 25 of 2,909 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.