Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Charles MogenFintegra, LLCAXA Advisors, LLC01-01-2009
Seana ChungEssex National Securities, LLCAXA Advisors, LLC01-02-2009
William Richard NolanEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC$101-05-2009
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC01-08-2009
Janine Diane StubbsVALIC Financial Advisors, Inc.AXA Advisors, LLC$5001-23-2009
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC$5001-28-2009
Purvi Bhaskar BhavsarMetLife Securities Inc.AXA Advisors, LLC01-30-2009
Patrick James TuiteEdward JonesAXA Advisors, LLC02-02-2009
Lesandro Ruben MenaRoyal Alliance Associates, Inc.AXA Advisors, LLC02-03-2009
James Morgan CurtisCollins AdvisoryAXA Advisors, LLC02-04-2009
Blanca Victoria IntriagoLPL Financial LLCAXA Advisors, LLC02-06-2009
Michael Charles PisaniMetLife Securities Inc.AXA Advisors, LLC02-11-2009
Robert Joseph Hubbard Jr.The O.N. Equity Sales CompanyAXA Advisors, LLC02-13-2009
James Jay PersonSII Investments, Inc.AXA Advisors, LLC02-17-2009
Phil L JacobsonSII Investments, Inc.AXA Advisors, LLC02-17-2009
Richard Jason LevineSII Investments, Inc.AXA Advisors, LLC02-19-2009
David Keith PropesHornor, Townsend & Kent, LLCAXA Advisors, LLC02-20-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC$2502-20-2009
Kay Marie AuwerterEdward JonesAXA Advisors, LLC02-23-2009
Timothy James CongletonHornor, Townsend & Kent, LLCAXA Advisors, LLC02-24-2009
Douglas Joe LesterVerity Investments, Inc.AXA Advisors, LLC03-06-2009
Leslie Robert RosenblattMML Investors Services, LLCAXA Advisors, LLC03-10-2009
Jeffrey GoldsteinNew England SecuritiesAXA Advisors, LLC03-27-2009
Katie H Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Next Page »

Showing 1 to 25 of 1,893 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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