Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009
Janine Diane StubbsVALIC Financial Advisors, Inc.AXA Advisors, LLC$5001-23-2009
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC01-28-2009
Robert Joseph Hubbard Jr.The O.N. Equity Sales CompanyAXA Advisors, LLC02-13-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Theresa Ann PriceSigma Financial CorporationAXA Advisors, LLC04-01-2009
Darrell Paul OursoLPL Financial LLCAXA Advisors, LLC04-16-2009
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Erik Allen O'KeefeAmeriprise Financial Services, Inc.AXA Advisors, LLC07-01-2009
Benjamin Rueff WilliamsL.M. Kohn & CompanyAXA Advisors, LLC07-14-2009
Matthew Thomas NelsonHarbour Investments, Inc.AXA Advisors, LLC07-17-2009
Timothy Michael WickeySunrise AdvisorsAXA Advisors, LLC07-20-2009
Mauricio BenitezBBVA Securities Inc.AXA Advisors, LLC07-20-2009
Robert M. Adams Jr.Allstate Financial Services, LLCAXA Advisors, LLC07-20-2009
Ernest Royal Massenberg IIILincoln Financial Advisors CorporationAXA Advisors, LLC07-22-2009
Philip CupoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-27-2009
David Michael BriggsM Holdings Securities, Inc.AXA Advisors, LLC07-28-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC08-05-2009
Anthony PersaudHSBC Securities (USA) Inc.AXA Advisors, LLC08-10-2009
Kyung Koo ChunNYLIFE Securities LLCAXA Advisors, LLC08-24-2009
Matthew A. CutlerMorgan StanleyAXA Advisors, LLC08-27-2009
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Showing 1 to 25 of 933 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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