Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC06-07-2013
Aaron Joseph PlautzPrincipia Wealth Advisory, LLCAXA Advisors, LLC03-03-2010
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC07-22-2010
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Aaron StanleyLincoln Financial Advisors CorporationAXA Advisors, LLC01-04-2016
Abraham Paul Mansour Sr.LPL Financial LLCAXA Advisors, LLC$15001-07-2011
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Adam C. MorganAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Adam Michael JarochFirst Allied Securities, Inc.AXA Advisors, LLC11-24-2014
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2015
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Alan Douglas CoxTaylor Capital Management Inc.AXA Advisors, LLC08-31-2012
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$2502-04-2013
Alan Thomas TopolskiCetera Advisors LLCAXA Advisors, LLC03-06-2012
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Alec Rober Colin WilliamsPark Avenue Securities LLCAXA Advisors, LLC04-22-2016
Alejandro S. MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Alex Charles LevinWorld Equity Group, Inc.AXA Advisors, LLC03-24-2014
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
Alex Russell BahunFrost Brokerage Services, Inc.AXA Advisors, LLC10-15-2012
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Showing 1 to 25 of 932 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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