Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Matthew Scott EggarCambridge Investment Research, Inc.AXA Advisors, LLC01-03-2018
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Rebecca Dawn TurnerCambridge Investment Research, Inc.AXA Advisors, LLC11-14-2014
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC02-25-2014
Ross Ramon FabregasCambridge Investment Research, Inc.AXA Advisors, LLC11-14-2013
James Harold MitchellCambridge Investment Research, Inc.AXA Advisors, LLC07-16-2013
Joseph Paul TuroCambridge Investment Research, Inc.AXA Advisors, LLC06-03-2013
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC12-18-2012
Christopher M GilbertCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Rene Ryan FarringtonCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Paul ColuccioCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC04-01-2011
Kathryn Irene DucloCambridge Investment Research, Inc.AXA Advisors, LLC12-03-2010
Matthew Jay CarusoCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2010
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$1008-01-2017
Joshua Edward MakowiecCambridge Investment Research, Inc.AXA Advisors, LLC$1001-16-2015
Blake R. MartinCambridge Investment Research, Inc.AXA Advisors, LLC$1011-08-2011
Michael H FrandsenCambridge Investment Research, Inc.AXA Advisors, LLC$2501-11-2016
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$2502-27-2014
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$2504-12-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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