Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauren Elizabeth CasassaJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2020
Thomas GoebelJ.P. Morgan Securities LLCAXA Advisors, LLC12-18-2019
Rebecca Rose BertenshawJ.P. Morgan Securities LLCAXA Advisors, LLC07-24-2019
Christopher Stephen Devlin Jr.J.P. Morgan Securities LLCAXA Advisors, LLC07-02-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Tristan Cannon McdermottJ.P. Morgan Securities LLCAXA Advisors, LLC02-27-2019
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Alexander AntonucciJ.P. Morgan Securities LLCAXA Advisors, LLC06-21-2018
Andrew William SuraceJ.P. Morgan Securities LLCAXA Advisors, LLC05-23-2018
Bruce IaconoJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2018
Jonathan Nicholas ArslanianJ.P. Morgan Securities LLCAXA Advisors, LLC05-09-2018
Salvatore Michael CassarJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2017
Armand ArteagaJ.P. Morgan Securities LLCAXA Advisors, LLC11-03-2017
Matthew J. RoblesJ.P. Morgan Securities LLCAXA Advisors, LLC09-06-2017
Everardo ReyesJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2017
Salvatore John CiprianoJ.P. Morgan Securities LLCAXA Advisors, LLC06-09-2017
Yong J. LeeJ.P. Morgan Securities LLCAXA Advisors, LLC05-17-2017
Michael Alan KushnerJ.P. Morgan Securities LLCAXA Advisors, LLC12-27-2016
Christopher Thomas DeninnoJ.P. Morgan Securities LLCAXA Advisors, LLC09-06-2016
Edwin E PerazaJ.P. Morgan Securities LLCAXA Advisors, LLC08-10-2016
Christopher J SoliverJ.P. Morgan Securities LLCAXA Advisors, LLC07-26-2016
Jose Xavier HualpaJ.P. Morgan Securities LLCAXA Advisors, LLC07-21-2016
Michael Alexander ErlacherJ.P. Morgan Securities LLCAXA Advisors, LLC05-04-2016
Mario L. Valdez EspinalJ.P. Morgan Securities LLCAXA Advisors, LLC05-03-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.