Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Jonathan Lee KandersPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Sean Drew WeissPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Mustafa SavliwalaPruco Securities, LLC.AXA Advisors, LLC03-16-2020
Charles M FixterPruco Securities, LLC.AXA Advisors, LLC02-11-2020
Ivory Janelle StewartPruco Securities, LLC.AXA Advisors, LLC01-27-2020
Eddie Ray CargorPruco Securities, LLC.AXA Advisors, LLC12-10-2019
Conor Patrick AtenPruco Securities, LLC.AXA Advisors, LLC10-18-2019
Peter Derek ScheurmanPruco Securities, LLC.AXA Advisors, LLC09-20-2019
Joel J. KapelsonPruco Securities, LLC.AXA Advisors, LLC09-04-2019
Ryan James SmithPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Carmen Gene CipolloniPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Alexandra Morgan SalePruco Securities, LLC.AXA Advisors, LLC08-06-2019
John Joseph RikerPruco Securities, LLC.AXA Advisors, LLC07-31-2019
Jack Jerome Defevers Jr.Pruco Securities, LLC.AXA Advisors, LLC07-29-2019
Arthur KorsunPruco Securities, LLC.AXA Advisors, LLC06-26-2019
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Vandolf Parish Jr.Pruco Securities, LLC.AXA Advisors, LLC06-06-2019
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Richard Michael SchlaackPruco Securities, LLC.AXA Advisors, LLC04-29-2019
Alexander Albert AlfonsoPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Chi Kwong Kwong CheungPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Stephanie Rae PelikanPruco Securities, LLC.AXA Advisors, LLC03-13-2019
James LicataPruco Securities, LLC.AXA Advisors, LLC03-05-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.