Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gennaro CostigliolaPruco Securities, LLC.AXA Advisors, LLC08-24-2009
Richard John WilliamsPruco Securities, LLC.AXA Advisors, LLC11-23-2009
Sean Patrick LovedayPruco Securities, LLC.AXA Advisors, LLC02-22-2010
Michael Dwayne MorrisPruco Securities, LLC.AXA Advisors, LLC05-26-2010
James F. JoycePruco Securities, LLC.AXA Advisors, LLC09-08-2010
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
Lesley Ann MccarthyPruco Securities, LLC.AXA Advisors, LLC02-25-2011
Dorothy Ann SperryPruco Securities, LLC.AXA Advisors, LLC04-11-2011
Gene-Ann PesanoPruco Securities, LLC.AXA Advisors, LLC$25009-22-2011
Russell Anderson ObeePruco Securities, LLC.AXA Advisors, LLC$10003-29-2012
John Daniel BegleyPruco Securities, LLC.AXA Advisors, LLC$70004-23-2012
Reginald Scott McCallPruco Securities, LLC.AXA Advisors, LLC04-30-2012
Sandra Ann SmithPruco Securities, LLC.AXA Advisors, LLC05-21-2012
Robert Lee OwensPruco Securities, LLC.AXA Advisors, LLC07-03-2012
Michael David KendallPruco Securities, LLC.AXA Advisors, LLC11-30-2012
Peter Josef MorantPruco Securities, LLC.AXA Advisors, LLC$50012-31-2012
Eugene Inchang SongPruco Securities, LLC.AXA Advisors, LLC01-08-2013
Aaron Clayton WagnerPruco Securities, LLC.AXA Advisors, LLC02-19-2013
Kenneth K HanPruco Securities, LLC.AXA Advisors, LLC02-20-2013
Steve Suggun ChungPruco Securities, LLC.AXA Advisors, LLC03-22-2013
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC$50007-02-2013
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Edward CuelloPruco Securities, LLC.AXA Advisors, LLC10-10-2013
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Christopher Thomas BatastiniPruco Securities, LLC.AXA Advisors, LLC$10011-22-2013
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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