Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander WeirSecurities America, Inc.AXA Advisors, LLC03-24-2017
Angela Michelle BledsoeSecurities America, Inc.AXA Advisors, LLC05-27-2016
William Gregg HoffmanSecurities America, Inc.AXA Advisors, LLC02-15-2016
Nzinga Nwakaego NyaguaSecurities America, Inc.AXA Advisors, LLC11-13-2015
David Raymond FalkSecurities America, Inc.AXA Advisors, LLC10-29-2015
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
David Fremont FrookSecurities America, Inc.AXA Advisors, LLC07-19-2011
Matthew Brooks PuetzSecurities America, Inc.AXA Advisors, LLC05-06-2011
Robert Calvin JohnsonSecurities America, Inc.AXA Advisors, LLC05-06-2011
Larry J. SoutherSecurities America, Inc.AXA Advisors, LLC05-06-2011
Wendy Faith MednickSecurities America, Inc.AXA Advisors, LLC01-05-2011
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Bryan Oscar EberleSecurities America, Inc.AXA Advisors, LLC04-01-2009
Jennifer ErdmannSecurities America, Inc.AXA Advisors, LLC$10009-01-2013
Lynn Fredrick CupkieSecurities America, Inc.AXA Advisors, LLC$10001-05-2011
Gary Edward BerubeSecurities America, Inc.AXA Advisors, LLC$20005-06-2011
Joseph Andrew DavisSecurities America, Inc.AXA Advisors, LLC$25011-03-2015
Bradley E. NovakSecurities America, Inc.AXA Advisors, LLC$25009-25-2015
DEVIN LARRY REIMERSecurities America, Inc.AXA Advisors, LLC$25004-07-2014
Mark Flor HartSecurities America, Inc.AXA Advisors, LLC$25011-01-2013
Christopher Scott MaclennanSecurities America, Inc.AXA Advisors, LLC$25010-18-2010
Arnold Leroy EllingsonSecurities America, Inc.AXA Advisors, LLC$50010-29-2015
Jeffrey Alan GreweSecurities America, Inc.AXA Advisors, LLC$50010-29-2015
Cynthia Ann FasonSecurities America, Inc.AXA Advisors, LLC$50010-29-2015
Mark Andrew BibelheimerSecurities America, Inc.AXA Advisors, LLC$50009-25-2015
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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