Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brett VasquezWells Fargo Clearing Services, LLCAXA Advisors, LLC04-29-2020
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
Alphonso R. JohnsonWells Fargo Clearing Services, LLCAXA Advisors, LLC02-12-2014
Amine Micheal KhaterWells Fargo Clearing Services, LLCAXA Advisors, LLC02-12-2013
Arnaldo Atilio CalderonWells Fargo Clearing Services, LLCAXA Advisors, LLC03-12-2013
Barry Clinton RookWells Fargo Clearing Services, LLCAXA Advisors, LLC04-07-2009
Bradley William NeringWells Fargo Clearing Services, LLCAXA Advisors, LLC10-01-2012
Brent A. MelrathWells Fargo Clearing Services, LLCAXA Advisors, LLC07-19-2010
Brent Anthony HatchettWells Fargo Clearing Services, LLCAXA Advisors, LLC09-02-2014
Brien Holt MattinglyWells Fargo Clearing Services, LLCAXA Advisors, LLC07-17-2015
Chuks P. Nweke Jr.Wells Fargo Clearing Services, LLCAXA Advisors, LLC09-29-2014
Colton W. JacobWells Fargo Clearing Services, LLCAXA Advisors, LLC11-30-2017
David FoadWells Fargo Clearing Services, LLCAXA Advisors, LLC09-19-2012
David V. WohlabaughWells Fargo Clearing Services, LLCAXA Advisors, LLC09-04-2012
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Emmet PedrazaWells Fargo Clearing Services, LLCAXA Advisors, LLC08-15-2011
Eran SpivakWells Fargo Clearing Services, LLCAXA Advisors, LLC08-17-2017
Evan Michael MayseWells Fargo Clearing Services, LLCAXA Advisors, LLC09-07-2010
Franklin Daniel RockwellWells Fargo Clearing Services, LLCAXA Advisors, LLC03-19-2020
Gonzalo E. PizarroWells Fargo Clearing Services, LLCAXA Advisors, LLC11-06-2012
Jefferson C DicksonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-15-2009
Jenna Rachel FioreWells Fargo Clearing Services, LLCAXA Advisors, LLC08-03-2015
Jeremy Estes HamptonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-10-2017
Joel TheisWells Fargo Clearing Services, LLCAXA Advisors, LLC08-01-2011
John Patrick HoileWells Fargo Clearing Services, LLCAXA Advisors, LLC$2510-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.