Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Cosmo MontezLincoln Financial Advisors CorporationAXA Advisors, LLC05-01-2014
Aaron StanleyLincoln Financial Advisors CorporationAXA Advisors, LLC$101-04-2016
Alan Douglas CoxTaylor Capital Management Inc.AXA Advisors, LLC09-04-2012
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Alex Charles LevinWorld Equity Group, Inc.AXA Advisors, LLC03-24-2014
Alexander KoltonWaddell & ReedAXA Advisors, LLC10-01-2012
Andre VeresOneAmerica Securities, Inc.AXA Advisors, LLC03-13-2014
Andrew Collins WalkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2012
Andrew D. TuellLincoln Financial Advisors CorporationAXA Advisors, LLC$1011-11-2014
Anthony Jay HausemanGWN Securities Inc.AXA Advisors, LLC08-01-2017
Ashley Wayne FolkesMoors & Cabot, Inc.AXA Advisors, LLC$10012-03-2018
Benjamin R. SanterreUSAA Financial Advisors, Inc.AXA Advisors, LLC05-09-2014
Bryson Carl FisherUSAA Financial Advisors, Inc.AXA Advisors, LLC12-19-2016
Carl Francis MaesEdward JonesAXA Advisors, LLC10-06-2017
Charles Eugene Pascu IINYLIFE Securities LLCAXA Advisors, LLC10-28-2013
Cole J. StonemanLincoln Financial Advisors CorporationAXA Advisors, LLC11-27-2013
Connor D WeinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-20-2014
Corbin Alan RichardsVanguard Marketing CorporationAXA Advisors, LLC11-30-2016
David John KetterFinancial Engines Advisors L.L.C.AXA Advisors, LLC04-30-2014
Dereck Nathaniel GreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-02-2016
Dimitrius S. AugustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-01-2016
Dunneille Derey AndersonMML Investors Services, LLCAXA Advisors, LLC09-20-2018
Elia Yvette ParrishMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-26-2015
Enpo TuLearnVest Planning Services, LLCAXA Advisors, LLC08-09-2017
Erick Alan JimenezKingdom Financial Group, LLCAXA Advisors, LLC02-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.