Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franklin Daniel RockwellWells Fargo Clearing Services, LLCAXA Advisors, LLC03-19-2020
Desmond Martin DalyCentaurus Financial, Inc.AXA Advisors, LLC$5003-16-2020
Derek Chiangseng TuJ.P. Morgan Securities LLCAXA Advisors, LLC02-07-2020
Steven Samuel ChristensenLiberty Group, LLCAXA Advisors, LLC01-27-2020
Stephen Edward TucciJ.P. Morgan Securities LLCAXA Advisors, LLC12-16-2019
Itamar ErsterJ.P. Morgan Securities LLCAXA Advisors, LLC12-13-2019
Steven Ramon KurtaRaymond James Financial Services, Inc.AXA Advisors, LLC12-13-2019
Misael Alexander MolinaJ.P. Morgan Securities LLCAXA Advisors, LLC11-27-2019
Jonathan I. YokoyamaBankers Life Securities, Inc.AXA Advisors, LLC11-26-2019
Sarin Scott PuriUBS Financial Services Inc.AXA Advisors, LLC11-21-2019
Derrick Devante BrownE*TRADE Securities LLCAXA Advisors, LLC11-19-2019
Seong M. YooTD Ameritrade Investment Management, LLCAXA Advisors, LLC11-05-2019
Zachary James HansenJ.P. Morgan Securities LLCAXA Advisors, LLC10-31-2019
Aidan Reed RodriguezMorgan StanleyAXA Advisors, LLC10-22-2019
James David VasquezCUSO Financial Services, L.P.AXA Advisors, LLC09-23-2019
Eric Daniel LeeE*TRADE Securities LLCAXA Advisors, LLC08-26-2019
Ryan James SikorskyJ.P. Morgan Securities LLCAXA Advisors, LLC08-21-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-19-2019
Eric AlvarezJ.P. Morgan Securities LLCAXA Advisors, LLC08-08-2019
David P. MarquisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-07-2019
Dominique Elyse LangermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-26-2019
Carol S. YoungMorgan StanleyAXA Advisors, LLC06-26-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Toren Joseph NorrisAXA Advisors, LLCAXA Advisors, LLC06-20-2019
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.