Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Feifei ZhangTD Ameritrade Investment Management, LLCAXA Advisors, LLC02-12-2019
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC12-21-2018
Kellen Shane BirdsallThrivent Investment Management Inc.AXA Advisors, LLC11-28-2018
Ian Yicheol HaInfinity Financial ServicesAXA Advisors, LLC11-20-2018
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Vanessa NavarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-31-2018
Timothy O. HatcherThe Pacific GroupAXA Advisors, LLC08-31-2018
Jonathan Abe DardashtiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-13-2018
Michelle A BotschJ.P. Morgan Securities LLCAXA Advisors, LLC06-12-2018
Tanner Scott SavitskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-08-2018
Nicholas Forbes BormannGWN Securities Inc.AXA Advisors, LLC12-01-2017
Dmitry VasyutinskiyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-27-2017
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Sunhee LeeLPL Financial LLCAXA Advisors, LLC10-31-2017
Daniel Jeffrey DyerGradient Securities, LLCAXA Advisors, LLC10-17-2017
Paul M. MichlikMorgan StanleyAXA Advisors, LLC10-03-2017
Shaminder Singh DhindsaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-20-2017
Joseph J. Sanchez IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
Tamara Elise HeinigVALIC Financial Advisors, Inc.AXA Advisors, LLC08-08-2017
Dahn B. LincolnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-15-2017
Eduardo Youssef AnguizolaPark Avenue Securities LLCAXA Advisors, LLC07-07-2017
Michael Hawk TongHSBC Securities (USA) Inc.AXA Advisors, LLC12-27-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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