Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey William CordovaAmeriprise Financial Services, Inc.AXA Advisors, LLC05-26-2016
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Kathryn Irene DucloCambridge Investment Research, Inc.AXA Advisors, LLC12-03-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$2504-12-2010
Douglas James PropeckCetera Advisor Networks LLCAXA Advisors, LLC$1007-09-2014
Xuemei QianCetera Investment Services LLCAXA Advisors, LLC11-27-2015
Graham Henry VanhornCommonwealth Financial NetworkAXA Advisors, LLC$2505-30-2014
Barry ChangCrimson Investment Managers, LLCAXA Advisors, LLC05-25-2016
Luan H VoCrimson Investment Managers, LLCAXA Advisors, LLC05-20-2016
James Anthony MaherCrown Capital Securities, L.P.AXA Advisors, LLC06-26-2013
Stephen Joseph MillerCUNA Brokerage Services, Inc.AXA Advisors, LLC12-21-2009
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Joseph Anthony TurfaCUSO Financial Services, L.P.AXA Advisors, LLC10-05-2009
Brett Ryan PernicanoDowling & Yahnke, LLCAXA Advisors, LLC11-06-2014
Stephen Craig WilliamsFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
Tsolag Sal KargodorianGolden K Wealth Management, LLCAXA Advisors, LLC06-08-2011
Daniel Jeffrey DyerGradient Securities, LLCAXA Advisors, LLC10-17-2017
Nicholas Forbes BormannGWN Securities Inc.AXA Advisors, LLC12-01-2017
Robert J. ThomasGWN Securities Inc.AXA Advisors, LLC07-19-2016
Jared M. KellyGWN Securities Inc.AXA Advisors, LLC09-08-2014
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC12-21-2018
Gary Michael GioglioHornor, Townsend & Kent, LLCAXA Advisors, LLC$15005-06-2015
Michael Hawk TongHSBC Securities (USA) Inc.AXA Advisors, LLC12-27-2016
Ian Yicheol HaInfinity Financial ServicesAXA Advisors, LLC11-20-2018
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Next Page »

Showing 1 to 25 of 79 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.