Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colton TurnerMartin Wealth Management, LLCAXA Advisors, LLC07-23-2019
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Evan J. KramlichRedhawk Wealth Advisors, Inc.AXA Advisors, LLC11-02-2017
David Michael SchuttigMutual Securities, Inc.AXA Advisors, LLC$2510-10-2017
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
Spencer Allison FugitaPark Avenue Securities LLCAXA Advisors, LLC01-20-2017
Bryan Paul LadrowSecurian Financial Services, Inc.AXA Advisors, LLC$2509-02-2016
Erick Mikal FieldEdward JonesAXA Advisors, LLC$1006-10-2016
Nicholas Martin RoseCommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Pasha GhaemiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-04-2015
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Susan Gough BaldwinStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC01-02-2015
Mark Gerald DuffyBOK Financial Services, Inc.AXA Advisors, LLC12-15-2014
William R. DouglasLPL Financial LLCAXA Advisors, LLC08-01-2014
Rex C. EmeryStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC$2505-01-2014
Melissa A. WagnerStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC05-01-2014
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Robert Bryan DouglasStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC04-17-2014
Andrew Todd FeldmanStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC04-17-2014
Jesse Mcminn PiburnPersonal Capital Advisors CorporationAXA Advisors, LLC03-04-2014
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
Robert Schuler Eberhardt IIIA & I Financial Services, LLCAXA Advisors, LLC04-10-2013
Nicole Leigh MayAmeriprise Financial Services, Inc.AXA Advisors, LLC09-07-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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