Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Alejandro S. MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Andrea KeanGoldman Sachs & Co.AXA Advisors, LLC04-12-2010
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Arnaldo Atilio CalderonWells Fargo Clearing Services, LLCAXA Advisors, LLC03-12-2013
Barrington Leonard MinnisMorgan StanleyAXA Advisors, LLC07-23-2012
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Bijan Mahmoud MohseniRaymond James Financial Services, Inc.AXA Advisors, LLC$5008-17-2015
Brian David WrightAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$2507-22-2014
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
Carlos TraviesoThrivent Investment Management Inc.AXA Advisors, LLC03-06-2012
Chad P. MichaelsSpyrnal Wealth ManagementAXA Advisors, LLC05-14-2019
Charles William Brown Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC01-20-2015
Christopher Michael SquiresLPL Financial LLCAXA Advisors, LLC12-14-2016
Christopher Wayne DoddRaymond James Financial Services, Inc.AXA Advisors, LLC$5006-27-2013
Claudia Cepero RosOneAmerica Securities, Inc.AXA Advisors, LLC06-01-2011
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Craig NovekMML Investors Services, LLCAXA Advisors, LLC09-10-2012
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$2501-15-2014
Darlene Van BeekMoney Concepts Capital CorpAXA Advisors, LLC12-11-2014
David Alan PikopTransamerica Financial Advisors, IncAXA Advisors, LLC$1001-31-2013
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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