Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Davis PrescottNational Securities CorporationAXA Advisors, LLC01-21-2020
Darrun Jean-Luc MohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-18-2019
Lori Rae TaylorCalton & Associates, Inc.AXA Advisors, LLC11-08-2019
Todd DorseyJ.P. Morgan Securities LLCAXA Advisors, LLC10-31-2019
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Juan Carlos SuarezLPL Financial LLCAXA Advisors, LLC10-01-2019
Jacqueline Marie Therese GrellingerMML Investors Services, LLCAXA Advisors, LLC09-16-2019
Trellanee Trinette Moore-AdderleySagePoint Financial, Inc.AXA Advisors, LLC09-04-2019
Rebeca Maria Brito RodriguezAllstate Financial Services, LLCAXA Advisors, LLC08-26-2019
Jason M WallachM Holdings Securities, Inc.AXA Advisors, LLC08-07-2019
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Bina KalidasMutual of Omaha Investor Services, Inc.AXA Advisors, LLC06-18-2019
Chad P. MichaelsSpyrnal Wealth ManagementAXA Advisors, LLC05-14-2019
Matthew Blake FriedopferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2019
Kara Suzanne ReardonNational Securities CorporationAXA Advisors, LLC03-20-2019
Jose David GonzalezJ.P. Morgan Securities LLCAXA Advisors, LLC03-19-2019
Martina-Louise Elizabeth RadixPruco Securities, LLC.AXA Advisors, LLC02-20-2019
Erika Pruss-SchmitzHornor, Townsend & Kent, LLCAXA Advisors, LLC02-19-2019
Brandon Mclean EarleMML Investors Services, LLCAXA Advisors, LLC02-15-2019
Erin Gail DooleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-28-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Jeremy M. LeibowitzGWN Securities Inc.AXA Advisors, LLC01-02-2019
Simon Pieter VlasGWN Securities Inc.AXA Advisors, LLC10-31-2018
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
Ethan James MeikleGWN Securities Inc.AXA Advisors, LLC10-01-2018
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Showing 1 to 25 of 186 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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