Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Warren TooneGWN Securities Inc.AXA Advisors, LLC03-05-2020
Mark M. HoffmanGWN Securities Inc.AXA Advisors, LLC02-21-2020
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Jeremy M. LeibowitzGWN Securities Inc.AXA Advisors, LLC01-02-2019
Simon Pieter VlasGWN Securities Inc.AXA Advisors, LLC10-31-2018
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
Ethan James MeikleGWN Securities Inc.AXA Advisors, LLC10-01-2018
Jack Thomas SardegnaGWN Securities Inc.AXA Advisors, LLC$5008-31-2018
Joseph Lee HamnerGWN Securities Inc.AXA Advisors, LLC08-14-2017
Jeffrey David FeldGWN Securities Inc.AXA Advisors, LLC03-13-2017
Benjamin Jerome Capers Jr.GWN Securities Inc.AXA Advisors, LLC08-03-2016
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Steven Jeffrey SmittenGWN Securities Inc.AXA Advisors, LLC02-18-2015
John Baptist DuchaineGWN Securities Inc.AXA Advisors, LLC03-27-2014
Ryan John MetzgerGWN Securities Inc.AXA Advisors, LLC03-17-2014
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
Randall Scott RichterGWN Securities Inc.AXA Advisors, LLC02-22-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.