Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred George Schoenfeld IIJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
Shane QuinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2018
Katherine Alicia DowningRegulus Advisors, LLCAXA Advisors, LLC03-02-2018
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Ben Zion RaiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$107-28-2017
Alexis Paul RiveraLPL Financial LLCAXA Advisors, LLC06-14-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$103-29-2017
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Timothy Randall FlinnMidwestern Securities Trading Company, LLCAXA Advisors, LLC08-17-2016
Chelsea Marie ZilingerLincoln Financial Advisors CorporationAXA Advisors, LLC08-11-2016
Richard Joel KanterHornor, Townsend & Kent, LLCAXA Advisors, LLC06-24-2016
Rebecca Speck FosterForest Securities, Inc.AXA Advisors, LLC06-20-2016
Robert Justin MckendryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-28-2016
Joseph MacaioneHornor, Townsend & Kent, LLCAXA Advisors, LLC04-08-2016
Daniel Pecaut MorrisOak Grove Investment Services, Inc.AXA Advisors, LLC03-11-2016
Gerald CatalanoHornor, Townsend & Kent, LLCAXA Advisors, LLC01-28-2016
Nayan J MehtaKestra Investment Services, LLCAXA Advisors, LLC01-04-2016
Brian Adam RosenLPL Financial LLCAXA Advisors, LLC12-14-2015
Jonathan Singer NovyLPL Financial LLCAXA Advisors, LLC12-11-2015
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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