Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J La ChapelleAllstate Financial Services, LLCAXA Advisors, LLC04-18-2019
Larry Michael TomaszewskiAllstate Financial Services, LLCAXA Advisors, LLC01-20-2010
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC01-28-2009
Paul B CampbellAmeriprise Financial Services, Inc.AXA Advisors, LLC11-25-2013
Terri Marie RauAPW Capital, Inc.AXA Advisors, LLC06-06-2011
Travis A. SmyczynskiAusdal Financial Partners, Inc.AXA Advisors, LLC05-08-2018
David Francis FranksAusdal Financial Partners, Inc.AXA Advisors, LLC11-14-2011
Brett R. RiekenaCountry Capital Management CompanyAXA Advisors, LLC05-12-2011
John A. EidukElite Asset ManagementAXA Advisors, LLC10-05-2015
Brenda Louis BridgesEquity Services, Inc.AXA Advisors, LLC08-11-2017
Leslie Alexander NorthHighpoint Advisor Group, LLCAXA Advisors, LLC12-18-2012
Sherwin A. BrookHornor, Townsend & Kent, LLCAXA Advisors, LLC04-30-2010
Richard W CzerniawskiHornor, Townsend & Kent, LLCAXA Advisors, LLC04-27-2010
Thomas Joseph FogertyHornor, Townsend & Kent, LLCAXA Advisors, LLC$2504-22-2010
Robert Charles GreulichHornor, Townsend & Kent, LLCAXA Advisors, LLC04-22-2010
Fred George SchoenfeldJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Nayan J MehtaKestra Investment Services, LLCAXA Advisors, LLC01-04-2016
Chelsea M. ZilingerLincoln Financial Advisors CorporationAXA Advisors, LLC08-11-2016
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-28-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2017
Brett Jacob JenneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-20-2014
Christopher George SutherlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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