Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Delta Francine Jones-WalkerWoodbury Financial Services, Inc.AXA Advisors, LLC$1005-21-2010
Lawrence Jay ColeWells Fargo Clearing Services, LLCAXA Advisors, LLC$5008-13-2012
Paul Eric TewesWells Fargo Clearing Services, LLCAXA Advisors, LLC08-13-2012
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Kent DolencVoya Financial Advisors, Inc.AXA Advisors, LLC05-02-2011
Anup C ParasuUBS Financial Services Inc.AXA Advisors, LLC07-11-2017
Michael Peter SabatiniUBS Financial Services Inc.AXA Advisors, LLC08-25-2016
Joan K. JohnsonTransamerica Financial Advisors, IncAXA Advisors, LLC08-03-2009
Scott Michael WeinsteinThe O.N. Equity Sales CompanyAXA Advisors, LLC09-30-2009
Sanford Allen SchmidtThe Leaders Group, Inc.AXA Advisors, LLC$5011-15-2013
Nicholas Cameron BoiRobert W. Baird & Co. IncorporatedAXA Advisors, LLC07-01-2013
Katherine Alicia DowningRegulus Advisors, LLCAXA Advisors, LLC03-02-2018
Robert Ray SalzmanRB Salzman Wealth Management, LLCAXA Advisors, LLC03-13-2015
Ivory Janelle StewartPruco Securities, LLC.AXA Advisors, LLC01-27-2020
Jeffrey R WilsonPruco Securities, LLC.AXA Advisors, LLC$1006-07-2018
Peter N. BedrioPruco Securities, LLC.AXA Advisors, LLC04-10-2015
Monika Ronti GhoshPruco Securities, LLC.AXA Advisors, LLC02-26-2014
Peter Josef MorantPruco Securities, LLC.AXA Advisors, LLC$112-31-2012
Robert Lee OwensPruco Securities, LLC.AXA Advisors, LLC07-03-2012
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
Peter Michael MammoserPNC InvestmentsAXA Advisors, LLC09-16-2013
Perry L RoseOneAmerica Securities, Inc.AXA Advisors, LLC06-10-2019
Kenneth W. JacksonOneAmerica Securities, Inc.AXA Advisors, LLC08-09-2017
Daniel P. MorrisOak Grove Investment Services, Inc.AXA Advisors, LLC03-11-2016
Edward L SilvermanNYLIFE Securities LLCAXA Advisors, LLC11-02-2016
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.