Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Anthony Mehrer | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 06-10-2011 |
| Andrew M. Metzler | Ameritas Investment Corp. | AXA Advisors, LLC | — | 09-18-2015 |
| Laura Beth Parrish-Coan | Cetera Advisor Networks LLC | AXA Advisors, LLC | — | 05-07-2015 |
| James William Kennedy | Cetera Advisor Networks LLC | AXA Advisors, LLC | — | 05-07-2015 |
| Ronald Dean Boss | Cetera Advisor Networks LLC | AXA Advisors, LLC | — | 05-07-2015 |
| Brent Douglas Thummel | Cetera Advisor Networks LLC | AXA Advisors, LLC | $50 | 05-06-2015 |
| Gregory Robert Gough, Ryan A. Boss | Cetera Advisor Networks LLC | AXA Advisors, LLC | — | 05-06-2015 |
| James R. Miller II | FBL Marketing Services, LLC | AXA Advisors, LLC | — | 03-17-2010 |
| Jebtha C. Graham | LPL Financial LLC | AXA Advisors, LLC | — | 11-28-2011 |
| Derek L Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated | AXA Advisors, LLC | — | 09-07-2010 |
| Loren Machina | Pruco Securities, LLC. | AXA Advisors, LLC | — | 08-31-2017 |
| Timothy Michael Wickey | Sunrise Advisors | AXA Advisors, LLC | — | 07-20-2009 |
| Robert Joseph Hubbard Jr. | The O.N. Equity Sales Company | AXA Advisors, LLC | — | 02-13-2009 |
| Jeffrey L. Wetta | V Wealth Advisors LLC | AXA Advisors, LLC | — | 05-01-2012 |
| Kimberly Lou Wilson | Waddell & Reed | AXA Advisors, LLC | — | 11-12-2010 |
Showing 1 to 15 of 15 entries
Page 1
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
