Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony MehrerAmeriprise Financial Services, LLCAXA Advisors, LLC06-10-2011
Andrew M. MetzlerAmeritas Investment Company, LLCAXA Advisors, LLC09-18-2015
Norman J. Craig Jr.Broker Dealer Financial Services Corp.AXA Advisors, LLC04-02-2018
Jeff David BachelderCetera Advisor Networks LLCAXA Advisors, LLC02-20-2020
Laura Beth Parrish-CoanCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
James William KennedyCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
Ronald Dean BossCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
Gregory Robert GoughCetera Advisor Networks LLCAXA Advisors, LLC05-06-2015
Brent Douglas ThummelCetera Advisor Networks LLCAXA Advisors, LLC$5005-06-2015
Ryan A. BossCetera Advisor Networks LLCAXA Advisors, LLC05-06-2015
Corey Don HollimanCreative PlanningAXA Advisors, LLC07-07-2014
Shawn L. RatcliffeFBL Marketing Services, LLCAXA Advisors, LLC12-08-2017
James R. Miller IIFBL Marketing Services, LLCAXA Advisors, LLC03-17-2010
Jebtha C. GrahamLPL Financial LLCAXA Advisors, LLC$5011-28-2011
Tracy Dean MavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$5011-05-2010
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-07-2010
Teresa Sue Kinney-BishopMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-01-2009
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC$5001-08-2009
Jason BaileyMorgan StanleyAXA Advisors, LLC06-05-2017
Alf MarrinPFS Investments Inc.AXA Advisors, LLC02-09-2017
Loren MachinaPruco Securities, LLC.AXA Advisors, LLC08-31-2017
Frank Edward GagnonQuestar Capital CorporationAXA Advisors, LLC03-01-2012
Jay Frederick HaffleySII Investments, Inc.AXA Advisors, LLC01-07-2011
Timothy Michael WickeySunrise AdvisorsAXA Advisors, LLC07-20-2009
Taylor Rae SwartzendruberTD Ameritrade Investment Management, LLCAXA Advisors, LLC11-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.