Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Loren MachinaPruco Securities, LLC.AXA Advisors, LLC08-31-2017
Andrew M. MetzlerAmeritas Investment Corp.AXA Advisors, LLC09-18-2015
Laura Beth Parrish-CoanCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
James William KennedyCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
Ronald Dean BossCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
Gregory Robert Gough, Ryan A. BossCetera Advisor Networks LLCAXA Advisors, LLC05-06-2015
Jeffrey L. WettaV Wealth Advisors LLCAXA Advisors, LLC05-01-2012
Jebtha C. GrahamLPL Financial LLCAXA Advisors, LLC11-28-2011
David Anthony MehrerAmeriprise Financial Services, Inc.AXA Advisors, LLC06-10-2011
Kimberly Lou WilsonWaddell & ReedAXA Advisors, LLC11-12-2010
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-07-2010
James R. Miller IIFBL Marketing Services, LLCAXA Advisors, LLC03-17-2010
Timothy Michael WickeySunrise AdvisorsAXA Advisors, LLC07-20-2009
Robert Joseph Hubbard Jr.The O.N. Equity Sales CompanyAXA Advisors, LLC02-13-2009
Brent Douglas ThummelCetera Advisor Networks LLCAXA Advisors, LLC$5005-06-2015

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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