Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Francis VaheyCitizens Securities, Inc.AXA Advisors, LLC03-24-2020
Ryan John MccarthyFinivi Inc.AXA Advisors, LLC01-17-2020
Geoffrey Aleksander SkowronekCommonwealth Financial NetworkAXA Advisors, LLC10-07-2019
Robert Stephen RoselliPeak Financial Management IncAXA Advisors, LLC07-02-2019
Daniel Joseph NortonSantander Securities LLCAXA Advisors, LLC04-09-2019
Sydney Katherine SmithMutual of Omaha Investor Services, Inc.AXA Advisors, LLC02-27-2019
Thomas Marc RadonichCitizens Securities, Inc.AXA Advisors, LLC01-31-2019
James Earl SaturneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Kyle Eric AndersonHornor, Townsend & Kent, LLCAXA Advisors, LLC08-08-2018
Domenica Marie FullerLPL Financial LLCAXA Advisors, LLC06-28-2018
Liam Joseph KingLPL Financial LLCAXA Advisors, LLC06-20-2018
Christopher Louis DedeaUStockTrade Securities, Inc.AXA Advisors, LLC04-04-2018
Jeffrey M McCabeCommonwealth Financial NetworkAXA Advisors, LLC$1010-20-2017
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Jeremy KatzTIAA-CREF Individual & Institutional Services, LLCAXA Advisors, LLC09-21-2016
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
Peter Johnathan TigheMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2016
Luis Henrique PiresGWN Securities Inc.AXA Advisors, LLC03-24-2016
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Michael Galvin MerrickGWN Securities Inc.AXA Advisors, LLC08-21-2015
Joseph B. FerraraGWN Securities Inc.AXA Advisors, LLC$2504-28-2015
Bradford Joseph RindlerAmeriprise Financial Services, LLCAXA Advisors, LLC$10004-10-2015
Edward Anders RossiGWN Securities Inc.AXA Advisors, LLC03-09-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.