Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Joseph RindlerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10004-10-2015
William Matthew CrattyAmeriprise Financial Services, Inc.AXA Advisors, LLC$2506-17-2014
Michael Robert Kalas, Steven Richardson, Timothy Peter SheanCommonwealth Financial NetworkAXA Advisors, LLC$5004-29-2011
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Luis Henrique PiresGWN Securities Inc.AXA Advisors, LLC03-24-2016
Michael Galvin MerrickGWN Securities Inc.AXA Advisors, LLC08-21-2015
Joseph B. FerraraGWN Securities Inc.AXA Advisors, LLC$2504-28-2015
Aarikka Jean BurgessKestra Investment Services, LLCAXA Advisors, LLC10-18-2017
Wesley H. RickardLPL Financial LLCAXA Advisors, LLC02-19-2013
George Edward DiamantisLPL Financial LLCAXA Advisors, LLC08-26-2011
James Earl SaturneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Terrell JoynerMML Investors Services, LLCAXA Advisors, LLC04-25-2014
Sydney Katherine SmithMutual of Omaha Investor Services, Inc.AXA Advisors, LLC02-27-2019
Justin Pittman HolleyPark Avenue Securities LLCAXA Advisors, LLC01-18-2013
Christopher Louis DedeaUStockTrade Securities, Inc.AXA Advisors, LLC04-04-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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