Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theresa Ann PriceSigma Financial CorporationAXA Advisors, LLC04-01-2009
Johnson Peter AchoSigma Financial CorporationAXA Advisors, LLC01-04-2010
Anthony Phillip LambertNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2010
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
Craig M. WiklundWoodbury Financial Services, Inc.AXA Advisors, LLC$15001-19-2011
David Andrew BondWoodbury Financial Services, Inc.AXA Advisors, LLC01-19-2011
Clayton James WinklerWoodbury Financial Services, Inc.AXA Advisors, LLC$1001-20-2011
Jeffrey Stephen SelfParkland Securities, LLCAXA Advisors, LLC03-18-2011
Kerri Ann DaneParkland Securities, LLCAXA Advisors, LLC$2504-25-2011
Richard L. LebaronHarbour Investments, Inc.AXA Advisors, LLC11-01-2011
David Wayne DeuelWoodbury Financial Services, Inc.AXA Advisors, LLC01-13-2012
Brent Lee DeuelWoodbury Financial Services, Inc.AXA Advisors, LLC01-13-2012
David J. GardinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-21-2012
Matthew C MoceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-29-2012
Donald Neale Hobley Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC$5007-20-2012
Michael J. ReganMetLife Securities Inc.AXA Advisors, LLC09-24-2012
Jack Mackenzie MiceliLegend Equities CorporationAXA Advisors, LLC10-18-2012
Mark Alan OldenburgSigma Financial CorporationAXA Advisors, LLC11-13-2012
Bryan Keith MerillatGWN Securities Inc.AXA Advisors, LLC$2501-02-2013
Michelle M. RiesgoWells Fargo Clearing Services, LLCAXA Advisors, LLC02-04-2013
Dayna N. NeefRaymond James & Associates, Inc.AXA Advisors, LLC03-06-2013
Marc R. StasikSigma Financial CorporationAXA Advisors, LLC04-03-2013
Fady Gabriel NahhasNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-10-2013
Barbara Lynn WalstromINVEST Financial CorporationAXA Advisors, LLC06-20-2013
Shane Damian WinkelmannPNC InvestmentsAXA Advisors, LLC01-29-2014
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.