Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
Ariel Michael KatzAmeriprise Financial Services, Inc.AXA Advisors, LLC04-09-2015
Brent Lee DeuelWoodbury Financial Services, Inc.AXA Advisors, LLC01-13-2012
Ching P. WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Clayton James WinklerWoodbury Financial Services, Inc.AXA Advisors, LLC$1001-20-2011
Daniel David MillerVALIC Financial Advisors, Inc.AXA Advisors, LLC06-16-2016
David Andrew BondWoodbury Financial Services, Inc.AXA Advisors, LLC01-19-2011
David J. GardinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-21-2012
David Wayne DeuelWoodbury Financial Services, Inc.AXA Advisors, LLC$5001-13-2012
Dustin S. OsborneCommonwealth Financial NetworkAXA Advisors, LLC02-24-2017
Gregory J. Schwartz IIIGregory J. Schwartz & Co., Inc.AXA Advisors, LLC07-11-2019
Jeffrey Stephen SelfParkland Securities, LLCAXA Advisors, LLC03-18-2011
Jodi G. KrausmanMoney Concepts Capital CorpAXA Advisors, LLC05-11-2016
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
John P BergmannLincoln Financial Advisors CorporationAXA Advisors, LLC$4304-13-2018
Johnson Peter AchoSigma Financial CorporationAXA Advisors, LLC01-04-2010
Justin Neil HuttCommonwealth Financial NetworkAXA Advisors, LLC$2602-24-2017
Kerri Ann DaneParkland Securities, LLCAXA Advisors, LLC$2504-25-2011
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Larry Jay GlanzAmeriprise Financial Services, Inc.AXA Advisors, LLC$5004-09-2015
Mark Alan OldenburgSigma Financial CorporationAXA Advisors, LLC11-13-2012
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Michael G. BrodowiczAmeriprise Financial Services, Inc.AXA Advisors, LLC07-20-2018
Nicholas D. FallerCitizens Securities, Inc.AXA Advisors, LLC06-21-2019
Phillip J. McLellanPNC InvestmentsAXA Advisors, LLC$1003-11-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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