Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip CupoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-27-2009
Anthony PersaudHSBC Securities (USA) Inc.AXA Advisors, LLC08-10-2009
Thomas A. LaheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-04-2010
Richard Ellis CraftBCG Securities, Inc.AXA Advisors, LLC02-23-2010
Robert Scott WandsLincoln InvestmentAXA Advisors, LLC05-11-2010
Joseph Anthony Petrillo Jr.Garden State Securities, Inc.AXA Advisors, LLC06-21-2010
Jonathan Claude RanieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-28-2010
David Howard SteinhardtLincoln Financial Advisors CorporationAXA Advisors, LLC07-13-2010
Anil Mathurbhai BhaktaPark Avenue Securities LLCAXA Advisors, LLC07-29-2010
Philip J YohannanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-13-2010
Thomas Patrick NorthMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-18-2010
Owen Saudi RahmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-18-2011
Jack DestefanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2011
Michael David SchwartzPark Avenue Securities LLCAXA Advisors, LLC06-24-2011
Nathaniel Ralph HeneinHornor, Townsend & Kent, LLCAXA Advisors, LLC08-16-2011
Jong Ho ParkVoya Financial Advisors, Inc.AXA Advisors, LLC11-16-2011
Rocco Giuseppe MercatanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-03-2012
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC03-02-2012
Stewart Alan SchneckM Holdings Securities, Inc.AXA Advisors, LLC03-06-2012
Joseph Garvin WalshOneAmerica Securities, Inc.AXA Advisors, LLC03-30-2012
Reginald Scott McCallPruco Securities, LLC.AXA Advisors, LLC04-30-2012
Michael Anthony SikorskiWells Fargo Clearing Services, LLCAXA Advisors, LLC04-04-2013
Krista J SouthardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-05-2013
Joseph Arthur TroianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-08-2013
Steven MichalkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2013
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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