Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Marie HeckathornAllstate Financial Services, LLCAXA Advisors, LLC06-25-2013
David Michael Pulcini Jr.American Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
John P. HarmsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Anthony L. SimonettiAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$1010-24-2014
Daniel Stephen DipaolaAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5010-03-2014
Adam C. MorganAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Ryan Phillip RussoAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC05-21-2014
Robert Adrian ShufordAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC01-06-2014
Whitney Wilson MerrillAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-26-2013
Robert Joseph St GeorgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-03-2012
Ralph Keith AngeloAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Brian James ProvostAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Shawn Michael RichardsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Todd Ellsworth HarrisAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Robert C CondermanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Robert A. DornanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Christina Anne McCaugheyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-21-2018
Bruce Allan MaierAmeriprise Financial Services, Inc.AXA Advisors, LLC$5009-14-2018
Arthur C ZapesochnyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-14-2018
Robert Isaac KurzweilAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2018
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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