Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Robert Nelson DonofrioLPL Financial LLCAXA Advisors, LLC04-26-2019
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Michael Wayne Kelley IIKelley Financial Planning, LLCAXA Advisors, LLC08-02-2018
John Francis SextonPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Kyle D. VaclavAmeriprise Financial Services, Inc.AXA Advisors, LLC02-05-2016
Kevin Michael CarlinPNC InvestmentsAXA Advisors, LLC05-14-2015
Zachariah J. SpicerOneAmerica Securities, Inc.AXA Advisors, LLC12-17-2014
Andrew D. JarcMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-14-2014
David V. WohlabaughWells Fargo Clearing Services, LLCAXA Advisors, LLC09-04-2012
John Vincent RackU.S. Bancorp Investments, Inc.AXA Advisors, LLC08-31-2012
John Daniel BegleyPruco Securities, LLC.AXA Advisors, LLC04-23-2012
Alan Thomas TopolskiCetera Advisors LLCAXA Advisors, LLC03-06-2012
Charles Herbert LocyMML Investors Services, LLCAXA Advisors, LLC12-22-2011
Pei-Chin AndrewMorgan StanleyAXA Advisors, LLC09-19-2011
Eric L. SanowPNC InvestmentsAXA Advisors, LLC07-29-2011
Ronald Franklin MayerLPL Financial LLCAXA Advisors, LLC06-29-2011
Brittany C. BachePNC InvestmentsAXA Advisors, LLC06-13-2011
Naveen DharmalingamNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-17-2010
Basil Mcvoy Duncan IIILPL Financial LLCAXA Advisors, LLC01-04-2010
Benjamin Rueff WilliamsL.M. Kohn & CompanyAXA Advisors, LLC07-14-2009
Frederick Morris FeganGWN Securities Inc.AXA Advisors, LLC$1001-03-2017

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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