Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Agate HerzbergCambridge Investment Research, Inc.AXA Advisors, LLC08-23-2019
William D. BowersBOK Financial Securities, Inc.AXA Advisors, LLC12-03-2018
Conard Brent TerrellLPL Financial LLCAXA Advisors, LLC$10010-09-2018
Jordan Wayne CramerHornor, Townsend & Kent, LLCAXA Advisors, LLC09-17-2018
Ashley Micheal RowlandFirst Allied Securities, Inc.AXA Advisors, LLC$106-06-2018
William Nicholus - Braunsley CombsAXA Advisors, LLCAXA Advisors, LLC05-09-2018
Carol Lynn HagerHornor, Townsend & Kent, LLCAXA Advisors, LLC11-30-2017
Jean Swan HaasLPL Financial LLCAXA Advisors, LLC07-03-2017
Bradley J RumenappRaymond James & Associates, Inc.AXA Advisors, LLC06-13-2017
Kenneth Wayne MonkPrincipal Securities, Inc.AXA Advisors, LLC05-18-2017
Joseph Douglas VandervortAllstate Financial Services, LLCAXA Advisors, LLC07-28-2016
Neal Gregory WasemillerPrincipal Securities, Inc.AXA Advisors, LLC09-01-2015
Cory O JobeQuestar Capital CorporationAXA Advisors, LLC04-24-2015
Mark RepasyJ.P. Morgan Securities LLCAXA Advisors, LLC03-23-2015
Leo Benedict FundaroMutual of Omaha Investor Services, Inc.AXA Advisors, LLC07-10-2014
Ashley Micheal RowlandJ.P. Morgan Securities LLCAXA Advisors, LLC03-14-2014
Lee CantrellLPL Financial LLCAXA Advisors, LLC01-18-2013
Anthony Paul HernandezHornor, Townsend & Kent, LLCAXA Advisors, LLC$5008-24-2012
Michael Dean PendergrassHornor, Townsend & Kent, LLCAXA Advisors, LLC$1005-02-2012
Eric L. RussellChase Investment Services Corp.AXA Advisors, LLC08-30-2010
Robert Matthew MeredithChase Investment Services Corp.AXA Advisors, LLC08-01-2010
Jason Stephen PirtleMetLife Securities Inc.AXA Advisors, LLC04-22-2010
Juanita Alexandra McCormickCUNA Brokerage Services, Inc.AXA Advisors, LLC12-01-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.